EFTA Document EFTA01375296

From: Sent: To: CC: Cynthia Rodriguez Subject: FW: historical GM •an er scorecar •a Attachments: Oldfield-Morris Revenues 2014.2016.xlsx Stewart Oldfiel 11/3/2017 10:01.11 Bradley Gillin Fyi. Let's compare to this year at some point From: Leslie Roth Sent: Thursday, November PM To: Stewart Oldfield Cc: Donna Kerrigan Subject: RE: historical GMIS/banker scorecard data Hi Stewart, Here is a file which I retrieved from GMIS for the period 2014-2016. I pulled all client accounts which were assigned to either you or Paul Morris. The only team information available at that time has you assigned as the team. Please review and let me know if it's what you are expecting. Best Regards, Leslie From: Stewart Oldfield Sent: Thursday, 2 November, 2017 5:41 PM To: Leslie Roth Cc: Donna Kerrigan Subject: historical GMIS/banker scorecard data Leslie, I'm trying to compile my GMIS revenue data going back to 2014. I was teamed up with Paul Morris for much of that time, so some of the older revenues are likely listed as a team while more recently it would be individual. Is this something you can send me? Thanks By year, here's how I think the data may be broken out: 2014 — Paul Morris individual and Morris/Oldfield joint 2015 - Morris/Oldfield joint 2016 — Morris/Oldfield joint and Oldfield individual 2017 - Oldfield individual (I have this data already) Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0070637 CONFIDENTIAL SDNY_GM_00216821 EFTA01375296