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sd-10-EFTA01375742Dept. of JusticeOther

EFTA Document EFTA01375742

From: Delores Rubin Sent: 5/23/2017 9:27:111 To: Stewart Oldfield Tazia Smit CC: Vahe Stepanian Matt Glassman Subject: RE: Rothschild [CI Classification: Confidential Correct. Not a name DB covers and it is too much risk to take on, however we have relationships with a good number of the boutique shops that have flow in the name. This gives us an opportunity to show in something real, but that is mostly possible if we have an order in hand or at least know what side of the market

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Dept. of Justice
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sd-10-EFTA01375742
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From: Delores Rubin Sent: 5/23/2017 9:27:111 To: Stewart Oldfield Tazia Smit CC: Vahe Stepanian Matt Glassman Subject: RE: Rothschild [CI Classification: Confidential Correct. Not a name DB covers and it is too much risk to take on, however we have relationships with a good number of the boutique shops that have flow in the name. This gives us an opportunity to show in something real, but that is mostly possible if we have an order in hand or at least know what side of the market

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Delores Rubin Sent: 5/23/2017 9:27:111 To: Stewart Oldfield Tazia Smit CC: Vahe Stepanian Matt Glassman Subject: RE: Rothschild [CI Classification: Confidential Correct. Not a name DB covers and it is too much risk to take on, however we have relationships with a good number of the boutique shops that have flow in the name. This gives us an opportunity to show in something real, but that is mostly possible if we have an order in hand or at least know what side of the market he is on. Best regards, Delores Rubin L Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc h nk n mn From: Stewart Oldfield Sent: Tuesday, Ma 23, 2017 9:25 AM To: Tazia Smit Delores Rubin Cc: Vahe Stepania Matt Glassman Subject: Re: Rothsc Classification: Confidential I take it we have no interest in bidding a block for that size? Stewart Oldfield, CM, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0071320 CONFIDENTIAL SDNY_GM_00217504 EFTA01375742

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