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efta-efta01371638DOJ Data Set 10Correspondence

EFTA Document EFTA01371638

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DOJ Data Set 10
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efta-efta01371638
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Martin Zeman Sent: 9/14/201711:23:55 AM To: Liam Osullivan CC: Stewart Oldfield Subject: FW: trade in SFL LLC LHA, zfir if v Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Seturibes Inc Park Avenue 1 154 New York, NY. USA Joshua Shosha KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(O(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andkir redistribution thereof (in whole or in part) or &closure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. From: Stewart Oldfield Sent: Thursday, September 14 2017 11:20 AM To: Matt Glassman ; Martin Zeman Subject: FW: trade in SFL LLC Who can help with this? From: Richard Kahn Sent: Thursday, September 14, 2017 8:47 AM To: Vahe Stepanian azia Smith Stewart Oldfield Cc: Darren Indyke Subject: trade in SFL LLC Please call Darren to confirm the following trade Buy 5000 QCOM at market Once done: Sell 50 Nov'17 52.50 Calls Sell 50 Nov'17 50 Puts Net credit of $3.00 or better Thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065109 CONFIDENTIAL SDNY_GM_00211293 EFTA01371638

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