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efta-efta01371638DOJ Data Set 10CorrespondenceEFTA Document EFTA01371638
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
From:
Martin Zeman
Sent:
9/14/201711:23:55 AM
To:
Liam Osullivan
CC:
Stewart Oldfield
Subject:
FW: trade in SFL LLC
LHA,
zfir
if
v
Martin Zeman
Director I Key Client Partners
Deutsche Bark Wealth Management
DB Seturibes Inc
Park Avenue 1 154
New York, NY. USA
Joshua Shosha
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(O(3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in
evaluating. the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBSI or its affiliates prior to
execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners
(KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any reproduction andkir redistribution thereof (in whole or in part) or &closure of
its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any
of its affiliates.
From: Stewart Oldfield
Sent: Thursday, September 14 2017 11:20 AM
To: Matt Glassman
; Martin Zeman
Subject: FW: trade in SFL LLC
Who can help with this?
From: Richard Kahn
Sent: Thursday, September 14, 2017 8:47 AM
To: Vahe Stepanian
azia Smith
Stewart Oldfield
Cc: Darren Indyke
Subject: trade in SFL LLC
Please call Darren to confirm the following trade
Buy 5000 QCOM at market
Once done:
Sell 50 Nov'17 52.50 Calls
Sell 50 Nov'17 50 Puts
Net credit of $3.00 or better
Thank you
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0065109
CONFIDENTIAL
SDNY_GM_00211293
EFTA01371638
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