EFTA Document EFTA01375936

From: Vahe Stepanian [ Sent: 7/13/201711:07:2O AM To: Richard Kahn [- CC: Stewart Oldfield Subject: RE: (CJ Classification: Confidential what is ticker? Original Message From: Richard Kahn ['milt°. Sent: Thursday, July 13 2017 11:06 AM To: vahe Stepanian Cc: Stewart Oldfield <jabwcpaegmail.com> subject: Re: (c) I; Darren Indyke [,J; Jeanne Brennan ; Darren Indyke >; Jeanne Brennan we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please confirm with darren thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 > On Jul 13, 2017, at 10:57 AM, vahe stepanian < > wrote: > • Classification: Confidential > • Hi Rich - Southern Financial can trade listed options, including sold puts. > • on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. > • Thank you, > Vahe • Original Message > From: Richard Kahn [mailto:[email protected]] > Sent: Thursday, July 13 2017 10:27 AM > To: Vahe Stepanian > cc: Stewart oldfield > subject: > • are we equip to sell puts? > Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071632 CONFIDENTIAL SDNY_GM_00217816 EFTA01375936