EFTA Document EFTA01376680

See below. The IA requirement is 40% as requested by CRM. Will be back to you once I have pricing — I expect to have shortly. Best, Vahe From: Andrew Xu Sent: Tuesday, June 28, 2016 1:19 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For IMemal use only Ok thanks. I'm satisfied on our end. Andrew Xu, CFA From: Vahe Stepanian Sent: Tuesday, June 28, 2016 1:17 PM To: Andrew Xu; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For internal use only Andrew — just in the brokerage accts there are > 5100mm in assets. Thank you, Vahe SOUTHERN FINANCIAL LLC EPSTEIN N4G023804 6100 RED HOOK 98,610,505.00 QUARTER B3 ST THOMAS VI 00802 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN EPSTEIN N46024943 & DARREN K INDYKE TTEES 41,108,732.17 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 SOUTHERN TRUST COMPANY INC EPSTEIN N4G023812 6100 RED HOOK 7,668,026.80 EPSTEIN N4G024935 QUARTER B3 ST THOMAS VI 00802 JEEPERS INC 6100 RED HOOK 7,108,576.30 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073029 CONFIDENTIAL SDNY_GM_00219213 EFTA01376680