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sd-10-EFTA01376694Dept. of JusticeOther

EFTA Document EFTA01376694

DEUTSCHE BANK AG ASSET & WEALTH MANAGEMENT DIVISION SWAPS PROTOCOL Index 1. Introduction 2. Part A - Reporting Consent and US Person Certification 3. Part B - Swap Trading Addendum with Annex (US Person Only) 4. Part C -Provisions' for Non-US Person Comiterparties S. Swap Agent Statement (US Person Only, if applicable) 0. ECP Questionnaire for GvaraptorS.(0$ Person Only, if:applicable) 7. Eod-User. Exception Self-Certification (US Person Only, if applicable) 8. Portfolio Recon

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Dept. of Justice
Reference
sd-10-EFTA01376694
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DEUTSCHE BANK AG ASSET & WEALTH MANAGEMENT DIVISION SWAPS PROTOCOL Index 1. Introduction 2. Part A - Reporting Consent and US Person Certification 3. Part B - Swap Trading Addendum with Annex (US Person Only) 4. Part C -Provisions' for Non-US Person Comiterparties S. Swap Agent Statement (US Person Only, if applicable) 0. ECP Questionnaire for GvaraptorS.(0$ Person Only, if:applicable) 7. Eod-User. Exception Self-Certification (US Person Only, if applicable) 8. Portfolio Recon

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DEUTSCHE BANK AG ASSET & WEALTH MANAGEMENT DIVISION SWAPS PROTOCOL Index 1. Introduction 2. Part A - Reporting Consent and US Person Certification 3. Part B - Swap Trading Addendum with Annex (US Person Only) 4. Part C -Provisions' for Non-US Person Comiterparties S. Swap Agent Statement (US Person Only, if applicable) 0. ECP Questionnaire for GvaraptorS.(0$ Person Only, if:applicable) 7. Eod-User. Exception Self-Certification (US Person Only, if applicable) 8. Portfolio Reconciliation Procedures WS Persons Only) 9. Glossary VarsIga: January 29, 2014 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073046 CONFIDENTIAL SONY GM_00219230 EFTA01376694

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