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sd-10-EFTA01376718Dept. of JusticeOther

EFTA Document EFTA01376718

In Haze: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL COM 6/11/2018 6/13/2018 SELL -59,000.0000 1299:HK AIA GROUP LTD HONG KONG SHS 72.43360000 543. :16 :3 i 4 e ) 1r1 6411 6/11/2018 6/13/2018 SELL 151,000.0000 2628:11K CHINA LIFE INSURANCE CO H SITS I 22.83770000 439,422.43 .ic 5,17; 6/11/2018 6/13/2018 SELL -95,400.0000 2601:11K CHINA PAC INS GROUP CO LTD REGISTERED SITS H 35.04840000

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Dept. of Justice
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sd-10-EFTA01376718
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In Haze: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL COM 6/11/2018 6/13/2018 SELL -59,000.0000 1299:HK AIA GROUP LTD HONG KONG SHS 72.43360000 543. :16 :3 i 4 e ) 1r1 6411 6/11/2018 6/13/2018 SELL 151,000.0000 2628:11K CHINA LIFE INSURANCE CO H SITS I 22.83770000 439,422.43 .ic 5,17; 6/11/2018 6/13/2018 SELL -95,400.0000 2601:11K CHINA PAC INS GROUP CO LTD REGISTERED SITS H 35.04840000

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
In Haze: TRADE DATE STLMNT DATE BUY/SELL QUANTITY SYMBOL SEC. DESCRIPTION ISIN PRICE NET AMT. (BASE CCY) PRINCIPAL COM 6/11/2018 6/13/2018 SELL -59,000.0000 1299:HK AIA GROUP LTD HONG KONG SHS 72.43360000 543. :16 :3 i 4 e ) 1r1 6411 6/11/2018 6/13/2018 SELL 151,000.0000 2628:11K CHINA LIFE INSURANCE CO H SITS I 22.83770000 439,422.43 .ic 5,17; 6/11/2018 6/13/2018 SELL -95,400.0000 2601:11K CHINA PAC INS GROUP CO LTD REGISTERED SITS H 35.04840000 425.089.17 5, 313,617 A 5.01! 6/11/2018 6/13/2018 SELL -40500.0000 2318:HK PING AN INSURANCE CO LTD SHARES SHS H 78.77440000 .105,60S 24 3,190363 20 4,78': "The Hong Kong exchange charges 10.77 bps in fees. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management - New York. NY, USA Prepared on 06/11/2018 Source: Pershing Nea 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information. or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products thscussed herein. Trades and transactions are subject to relevant internal approvals of CBS? or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas end solutions and related matters dscussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DEJS1 or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073079 CONFIDENTIAL SDNY_GM_00219263 EFTA01376718

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