EFTA Document EFTA01376727

From: Vijay-A Sawant I Sent: 8/14/2018 4:31:23 AM To: Bradley Gitlin CC: Alka Babu Subject: RE: 2018 Periodic Review of Accts NES, LLC , Plan D, LLC ( I, The Haze Trust & The 2007 Jeffrey E. Epstein Insurance TrustN3 ) under the SOUTHERN FINANCIAL RELATIONSHIP III Importance: High Hi Brad, I; Stewart Oldfield There are 2 more accounts from the SOUTHERN FINANCIAL RELATIONSHIP that are pending review for 2018. They are Southern Financial LLC and LSJE LLC. I will be sending their initial emails later today so review of ALL accounts under this relationship are complete for 2018. Please note I am not launching cases until I get confirmation of material changes, so kindly advise accordingly, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIS Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063, India Tel. Mobile From: Bradley Gitlin Sent: Monday, August 13, 2018 7:24 PM To: Vijay-A Sawant < >; Stewart Oldfield < Cc: Alka Babu Subject: RE: 2018 Periodic Review of Accts NES, LLC ), Plan D, LLC ( I, The Haze Trust & The 2007 Jeffrey E. Epstein Insurance Trust#3 under the SOUTHERN FINANCIAL RELATIONSHIP II) Classification: For Internal use only Vijay. Big thank you. Is this all of the remediation due for the Southern Tnrst Relationship or do you see additional KYC's coming up — I would like to go back to them with one email. Thanks. Regards. Brad From: Vijay-A Sawant Sent: Monday, August 13, 2018 9:05 AM To: Bradley Gillin < >: Stewart Oldfield < Cc: Alka Babu < Sub'ect: 2018 Periodic Review of Accts NES, LLC I , Plan D, LLC , The Haze Trust ) & The 2007 Jeffrey E. Epstein Insurance Trust#3 under the SOUTHERN FINANCIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073091 CONFIDENTIAL SDNY_GM_00219275 EFTA01376727