EFTA Document EFTA01377390

z Renee Sethi Associate : AML Compliance Officer Deutsche Bank Securities Inc. Predate Wealth Management • AML Compliance 5201 Gate Parkway. 2 1 floor I F Visit US tthr/Neww.db.com Peepropt. Le/stung aus LeVenschaft From: Cynthia Rodriguez Sent: Thursday, October 13, 2016 10:25 AM To: PWMUS AMLKYC Subject: RDC alert_Jeffrey Epstein and KR alert_Jeffrey Epstein [I] Dear AML Compliance, Attached are RDC/PCR alerts for Jeffrey Epstein, a current client at DB. He is grantor in the Butterfly Trust, which we are doing a KYC Update on the new beneficiaries. See case 01650218. The attached alerts reference Mr. Epstein as a sex offender, serving a 21 month sentence for fraud, sexual assault, solicitation of prostitution and paying a settlement total of $437,00 in disgorgement of trading profits, prejudgement interest and civil penalties . These alerts have previously been cleared with AML compliance. No new alerts have come up. Please provide clearance. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management York, NY, USA From: Akash-Kumar Gomesh Sent: Wednesday, October 12, 2016 5:02 PM To: Cynthia Rodriguez Cc: PWM BIS-Research; PWMUS AMLKYC Subject: RDC alert_James R. French, Jeffrey Epstein and KR alert_Jeffrey Epstein [I] 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074174 CONFIDENTIAL SDNY_GM_00220358 EFTA01377390