EFTA Document EFTA01377440

From: SeM: 5/10/2018 2:54:59 PM To: Subject: Thu 10 May 2018 14:54:59 Conversation #5490573 # Interaction information interlD: 5490573 startTime: 2018-05-10T14:54:59-0400 endTime: 2018-05-10115:07:09-0400 employeelD: buddyName: networklD: Micros° UC employeelPAddr: 10.98.199.6 serverName: US DS IM Exporter CATCH ALL dbID: 1 deploymentID: 0 outgoingFlag: true supervisedFlag: true internalFlag: true roomName: # Start of interaction # Participant microsoft0c entered on 2018-05-10114:54:59-0400 # Participant information buddyName: networklD: Micros° UC employeelD: # End of parlipant Pilc•I ikltOn MicrosoftuCt (2018-05-10114:54:59-0400): Hey, Stew - apologies for a bit of delay, I've en out t ese past coupe days with strep Microsoftuc (2018-05-10114:55:49-0400): I'm submitting materials request for Glendower f!III!!!!!!"111111111111willett microsoftu (2018-05-10114:55:59-0400): I have the info on Willett that Nate forwarded along to me MicrosoftUC (2018-05-10T14:57:09-0400): For Southern Financial, I'm taking a look at asset a ocation hn brokerage - it's about 70% equities, 25% fixed income and 5% cash/Fx - do you know if they have any alts exposure (PE/HF/etc.)? # Participant microsoftUC eft on 2018-05-10115:07:09-0400 # End of interaction CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074274 CONFIDENTIAL SDNY_GM_00220458 EFTA01377440