EFTA Document EFTA01377462

institutions, foundations, endowments, and wealthy individuals. year. Gapstow Capital Partners LP Andrew Gallivan 3/8/2017 Private Equity Investments- Income is derived from investment management fees. There have been no significant changes to this client's activity. No No Mark Gonzalez Gapstow Community Financials Fund LP Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. No changes have occurred for this entity. No No Mark Gonzalez Gapstow Credit & Special Situations Master Fund LP Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM There have been no changes in circumstances this ear. No No Mark Gonzalez Gapstow Opportunity Master Fund, LP Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM Nothing has changed for this particular entity. No No Mark Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0074318 SDNY_GM_00220502 EFTA01377462