EFTA Document EFTA01378884

Oliver Rothauser Director I Saks & Origination Institutional Wealth Partners Deutsche Bank Wealth Management littp'ildeillielletatillit. • YIP #Positivelmpact Please be advised that, in connection with a potential invesinwnt in CTIS (directly or indirectly), we tlBSIJ will be treating you as an "histitutional account- as such term is defined in FINRA Rule 4512(c)(3) and as such we taped that you have total assets of S50 million or more, arc able to evaluate such transaction independently, without relying on any statements or views of DBSI, and will exercise your own independent indrawn' and conduct your own due diligence in relation to any investment decision regarding such transaction. In addition to the above characteristics, In comedian with any private markets transaction we will proceed under the belief that you have substantial experience investing in such offerings and that you possess the sophistication to evaluate the particular transaction. Note that in order to execute am transaction or service that we offer to you, you must be frilly on-boarded as a client of both the Wealth Management division of Deutsche Bank and the Institutional Wealth Partners group thereof and execute all related documentation. We will regard your acceptance of this email as confirming your agreement with the above statements. If you are not in agreement with such statements, please advise us immediately. Note: As a diversified global financial services firm, Deutsche Bank AG and its affiliates (Including Deutsche Bank Securities Inc.) engage in a broad spectrum of activities including commercial and investment banking, lending. principal investing, financial and merger and acquisition advisory services_ lindens riting, investment management activities, private banking services, providing depositan hank and custody senices, sponsoring and managing private itnt-minclut funds, brokerage, trustee and other financial services activities on a world-wide ixisis. In the ortlinary course of business Deutsche Bank and its affiliates nay engage in activities in which their interests or the interests of certain of their clients may conflict with your interests in respect of the transactions that you nay be considering executing with or through Deutsche Bank. In this regard we inform you that Deutsche Bank's Wealth Management division currently nraintains client relationships with one or more executive officers or directors of CTIS Partners; and your execution of any transaction with CTIS Partners stall constitute your aclammledginent of the potential conflicts to which Deutsche Bank may he subject and your express agreement to hold the Bank KA Mira , with respect to any such conflicts IWP products and senices are intended for and available only to sophisticated. experienced investors who qualify as "institutional acecunts" under FINRA Rule 4512(cX3). and arc capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into sophisticated trading strategics and financial transactions. Transactions arc subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction. idea tw opportunity discussed herein may be executed unless you arc a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Niatenal herein regarding IWP products, in ideas and solutions is for discussion purposes only. While brokerage services offered through the 1W!' Americas desk may include investment reconundulaticns and brokaage advice, IWP does not provide investment management or invaantan advisory savices, and private market opportunities and other products and services available through IWP are offered only on a non-advisor basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or eliAtibution of any material herein without our "Sum consent is strictly forbidden. From: Stewart Oldfield Sent: Tuesday, June 18, 2019 3:02 PM To: Paul Barrett Cc: Oliver Rothauser 'c ; Andrew King Subject: Opportunity Zones Paul, DB is working with two top managers to pursue the OZ opportunity in a couple of different ways. We will send details on each separately, but one is NY-focused with an existing portfolio of assets structured as a partnership. The other is a private REIT with a more national focus. I think both could be good fits for your clients. Once you've been able to CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076154 CONFIDENTIAL SDNY GM_00222338 EFTA01378884