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sd-10-EFTA01378967Dept. of Justice

EFTA Document EFTA01378967

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Important Please read this appendix (continued) 3. I understand that DBSI has policies which may be more restrictive than or Impose requirements in addition to those of the Exchanges, FINRA or the New York Stock Exchange. I agree to abide by such policies as a condition of doing business with DB51. I understand that these policies include but are not limited to the following: • Settlement date for all option trades is the business day following trade date. Notwithstanding this provision. DBS

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Dept. of Justice
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sd-10-EFTA01378967
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