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sd-10-EFTA01379101Dept. of JusticeOther

EFTA Document EFTA01379101

Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepani

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Dept. of Justice
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sd-10-EFTA01379101
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Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepani

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepanian/ , Stewart Oldfield Date: 10/28/2014 11:36 AM Subject: Re: [C] classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic27187.gif) From: To: Cc: Date: Subject: Tazia Smith, "jeffrey E." <[email protected]>, Daniel Sabba , Paul Morris, Richard Stepanian/ 10/28/2014 11:06 AM Re: [C] Classification: Confidential Kahn Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? vahe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076411 CONFIDENTIAL SDNY_GM_00222595 EFTA01379101

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Related Documents (6)

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Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. [email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva

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From: Tazia Smith Sent: 10/28/2014 1:11:50 PM To: jeffrey E. [jeevacation mail com CC: Daniel Sabba Subject: Re: IC) Classification: Confidential Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Tha

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Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <[email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot

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25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email

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From: Tazia Smit Sent: 10/29/2014 1:16:39 PM To: jeffrey E. [[email protected]) CC: Daniel Sabba ; Paul Morris ; Richard Kahn ; Stewart Oldfield I ; Vahe Stepanian Subject: Re: ICI Attachments: pic17043.gif; pic30530.gif; pic24271.gif; pic30602.gif; pic24230.gif; pic30491.gif; pic24400.gif; pic00298.gif; pic32414.gif; pic17899.gif; pic14074.gif; pic15642.gif; pic21566.gif Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at 52

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