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sd-10-EFTA01379541Dept. of JusticeOther

EFTA Document EFTA01379541

From: Sent: To: Subject: Attachments: fyi Stewart Oldfield 11/6/2017 10:32:48 AM Bradley Giffin I I; Cynthia Rodriguez FW: Southern Financial Trade Report - Week of 10/30/17 [C] SFLLC Activity_Week of 10.30.17.xlsx From: Davide-A Sferrazza Sent: Monday, November 06, 2017 8:30 AM To: Stewart Oldfield Cc: Vahe Ste anian >; Joshua Shoshan ; Liam Osullivan < Subject: Southern Financial Trade Report - Week of 10/30/17 [C] Classification: Confidential Stew, >; Martin Zeman Please

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Dept. of Justice
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sd-10-EFTA01379541
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From: Sent: To: Subject: Attachments: fyi Stewart Oldfield 11/6/2017 10:32:48 AM Bradley Giffin I I; Cynthia Rodriguez FW: Southern Financial Trade Report - Week of 10/30/17 [C] SFLLC Activity_Week of 10.30.17.xlsx From: Davide-A Sferrazza Sent: Monday, November 06, 2017 8:30 AM To: Stewart Oldfield Cc: Vahe Ste anian >; Joshua Shoshan ; Liam Osullivan < Subject: Southern Financial Trade Report - Week of 10/30/17 [C] Classification: Confidential Stew, >; Martin Zeman Please

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From: Sent: To: Subject: Attachments: fyi Stewart Oldfield 11/6/2017 10:32:48 AM Bradley Giffin I I; Cynthia Rodriguez FW: Southern Financial Trade Report - Week of 10/30/17 [C] SFLLC Activity_Week of 10.30.17.xlsx From: Davide-A Sferrazza Sent: Monday, November 06, 2017 8:30 AM To: Stewart Oldfield Cc: Vahe Ste anian >; Joshua Shoshan ; Liam Osullivan < Subject: Southern Financial Trade Report - Week of 10/30/17 [C] Classification: Confidential Stew, >; Martin Zeman Please find last week's trade details for Southern Financial attached. Let us know if you have any questions. Regards, Davide Davide Sferrazza Analyst I Key Client Partners — US Deutsche Bank Securities. Inc. Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York. NY, USA Tel. Mobile Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077128 CONFIDENTIAL SDNY_GM_00223312 EFTA01379541

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• Investment in Harvest Hedge Fund makes sense for this relationship • Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities • Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: • Hedge Funds such as Harvest could be a possible opportunity for this relationship • Stewart Oldfield to establish an introduction to Diamond Offshore Drilling with DB • Stewart Oldfield and ISG to pitch RCM, corporate treasury as

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