EFTA Document EFTA01379709

Cc: Robert Frohlich < Subject: FW: Urgent Request [CJ Classification: Confidential >; Stewart Oldfield Leslie — Please can you address this request as a matter of urgency and also confirm if this account was impacted by missing Brokerage assets last year. Thanks From: Stewart Oldfield Sent: Tuesday, July 16, 2019 3:12 PM To: Robert Frohlich < >; Donna Kerrigan Subject: RE: Urgent Request [CJ Classification: Confidential Rob, Could you break out brokerage vs. non-brokerage assets? I don't think we had such a substantial volume drop in July '18, and wonder if that's a brokerage data issue. Thanks From: Robert Frohlich Sent: Tuesday, July 16, 2019 2:45 PM To: Donna Kerrigan < Cc: Stewart Oldfield Subject: RE: Urgent Request [C] Classification: Confidential Here you go — also attaching the underlying data from GMIS which includes the product type and client mines as well as USD. Sum of EUR relationship reference* SOUTHERN FINANCIAL YearMonth Categorie Revenues Volume 201801 118,719 177,123,487 201802 92,880 192,177,294 201803 101,339 183,554,497 201804 97,754 184,758,913 201805 116,122 198,312,507 201806 95,070 187,089,834 201807 66,734 57,351,765 201808 66,126 54,371,862 201809 107,091 45,601,540 201810 49,525 35,139,451 201811 48,090 32,853,375 201812 44,107 29,557,911 201901 53,541 33,911,566 201902 111,403 42,167,771 201903 48,774 8,262,610 201904 9,379 2,004,182 201905 799 30 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077432 CONFIDENTIAL SDNY_GM_00223616 EFTA01379709