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sd-10-EFTA01380643Dept. of JusticeOther

EFTA Document EFTA01380643

From: Vahe Stepanian Sent: 1/31/2017 3:17:51 PM To: Richard Kahn CC: Stewart Oldfield ; Joshua Shoshan Subject: RE: aapl ICI Attachments: WM156657_After_Hours_Trading_Auth_Letter_060415_Final.pdf Classification: Confidential Hi Rich - Southern Financial is not currently set up to trade outside market hours. To set up the account(s) — the attached would need to be completed and signed. I will give you a call to discuss further. Thank you, Vahe From: Richard Kahn [mailto Sent: Tu

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sd-10-EFTA01380643
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From: Vahe Stepanian Sent: 1/31/2017 3:17:51 PM To: Richard Kahn CC: Stewart Oldfield ; Joshua Shoshan Subject: RE: aapl ICI Attachments: WM156657_After_Hours_Trading_Auth_Letter_060415_Final.pdf Classification: Confidential Hi Rich - Southern Financial is not currently set up to trade outside market hours. To set up the account(s) — the attached would need to be completed and signed. I will give you a call to discuss further. Thank you, Vahe From: Richard Kahn [mailto Sent: Tu

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Vahe Stepanian Sent: 1/31/2017 3:17:51 PM To: Richard Kahn CC: Stewart Oldfield ; Joshua Shoshan Subject: RE: aapl ICI Attachments: WM156657_After_Hours_Trading_Auth_Letter_060415_Final.pdf Classification: Confidential Hi Rich - Southern Financial is not currently set up to trade outside market hours. To set up the account(s) — the attached would need to be completed and signed. I will give you a call to discuss further. Thank you, Vahe From: Richard Kahn [mailto Sent: Tuesday, January 31, 2017 2:51 PM To: Vahe Stepanian Subject: aapl after hours trading please advise on timing if we wanted to trade post earnings thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079135 CONFIDENTIAL SDNY_GM_00225319 EFTA01380643

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