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sd-10-EFTA01380924Dept. of JusticeOther

EFTA Document EFTA01380924

From: Stewart Oldfield Sent: 7/28/2017 11:12:08 AM To: Vahe Stepanian Subject: RE: Securities to buy [CI Did these get done? • From: Vahe Stepanian Sent: Thursday, Ju • To: Richard Kahn Cc: Stewart Oldfield ; Joshua Shoshan Subject: RE: Securities to buy [C] Classification: Confidential Rich - please see below per our conversation. Obviously we're during market hours, so the US equities listed below are subject to market movement. Just an FYI - I'm stepping out to a meeting -

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sd-10-EFTA01380924
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From: Stewart Oldfield Sent: 7/28/2017 11:12:08 AM To: Vahe Stepanian Subject: RE: Securities to buy [CI Did these get done? • From: Vahe Stepanian Sent: Thursday, Ju • To: Richard Kahn Cc: Stewart Oldfield ; Joshua Shoshan Subject: RE: Securities to buy [C] Classification: Confidential Rich - please see below per our conversation. Obviously we're during market hours, so the US equities listed below are subject to market movement. Just an FYI - I'm stepping out to a meeting -

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From: Stewart Oldfield Sent: 7/28/2017 11:12:08 AM To: Vahe Stepanian Subject: RE: Securities to buy [CI Did these get done? From: Vahe Stepanian Sent: Thursday, Ju To: Richard Kahn Cc: Stewart Oldfield ; Joshua Shoshan Subject: RE: Securities to buy [C] Classification: Confidential Rich - please see below per our conversation. Obviously we're during market hours, so the US equities listed below are subject to market movement. Just an FYI - I'm stepping out to a meeting - should be back by - 3:45pm. Name Micro Amount Ticker Px Currency $500,000.00 STM FP 14.615 EUR AG $500,000.00 AMS SW 70.00 CHF Optical $500,000.00 2382 HK 94.00 FIK0 $500,000.00 ASML 152.94 USD $500,000.00 UBI FP 54.95 EUR $500,000.00 EA 116.33 USD ST AMS Sunny ASML Ubisoft EA Thank you, Vahe On Jul 26, 2017, at 1:54 PM, Vahe Stepanian ‹ > wrote: Classification: Confidential Hi Rich — just called you to discuss. I'm available @ 212.454.1539. Thank you, Vahe From: Richard Kahn Sent: Wednesday, July 26, 2017 1:02 PM To: Vahe Stepanian Cc: Stewart Oldfield Subject: Securities to buy can you please call me to review purchasing the following non us securities would like to understand commissions, fx spreads and if it can be done.. thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079502 CONFIDENTIAL SDNY_GM_00225686 EFTA01380924

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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To: Zbynek Kozelsky; Donald Summer Cc: Stewart Oldfield Subject: FW: MBLY Tender [C] [I] Classification: For Internal use only Zigs/Donnie — who should we call to get the answer to this question? From: Stewart Oldfield Sent: Friday, May 12, 2017 10:10 AM To: Vahe Stepanian Subject: FW: MBLY Tender [CI ill Classification: For internal use only Did either of you go back to him? From: Richard Kahn [mailto. Sent: Thursday, May 11, 2017 1:38 PM To: Vahe Stepanian Cc: Stewart Oldfield;

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