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sd-10-EFTA01380939Dept. of JusticeOther

EFTA Document EFTA01380939

Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2018, at 4:56 PM, Corinna-A Reibchen < Dear Stewart, Thanks for your prompt response. How about 11am? Best, Corinna Corinna Reibchen KYC remediation roject From: Stewart Oldfield Sent: Tuesday, August 28 2018 4:49 PM To: Corinna-A Reibchen Cc: Emil Crai

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Dept. of Justice
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sd-10-EFTA01380939
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Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2018, at 4:56 PM, Corinna-A Reibchen < Dear Stewart, Thanks for your prompt response. How about 11am? Best, Corinna Corinna Reibchen KYC remediation roject From: Stewart Oldfield Sent: Tuesday, August 28 2018 4:49 PM To: Corinna-A Reibchen Cc: Emil Crai

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Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 28, 2018, at 4:56 PM, Corinna-A Reibchen < Dear Stewart, Thanks for your prompt response. How about 11am? Best, Corinna Corinna Reibchen KYC remediation roject From: Stewart Oldfield Sent: Tuesday, August 28 2018 4:49 PM To: Corinna-A Reibchen Cc: Emil Crai: < >; Dian Stoianov < >; Richard larossi < Subject: Re: KYC remediation project I HR overdues > wrote: >; Bradley Gillin Happy to chat tmw to understand the full scope. It's my first day back from MTA, and Brad is on his this week and next. Rich just joined our team as well. So not sure we will have all answers tmw, but let's chat so I know what you need. Anytime after 10am NY time should be fine. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079519 CONFIDENTIAL SDNY_GM_00225703 EFTA01380939

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Subject: RE: Gratitude From: Stewart Oldfield Date: Fri, 26 Oct 2018 15:10:23 -0400 To: Richard Kahn Cc: Richard Iarossi <[email protected]> Ok, Monday it is. Will be late afternoon unless I can extract myself from an all day training. Enjoy the weekend. Thanks From: Richard Kahn [mailto: Sent: Friday, October 26, 2018 3:09 PM To: Stewart Oldfield Cc: Richard Iarossi Subject: Re: Gratitude 530pm on cell is best or monday thanks Richard Kahn HBRK Associates Inc. 575 Lexington

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From: Stewart Oldfield Sent: 1/4/2018 7:08:33 AM To: Cynthia Rodriguez CC: Bradley Gillin Subject: Re: Account Planning sessions [CI Sweet. I will try to get some of this done today. Will be fighting with Mary for the laptop. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Jan 4, 2018, at 6:42 AM, Cynthia Ro

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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Subject: FW: Gratitude From: Stewart Oldfield ‹ > Date: Thu, 25 Oct 2018 15:32:46 -0400 To: Liam Osullivan From: Richard Kahn [mailto: Sent: Thursday, October 25, 2018 3:20 PM To: Stewart Oldfield ‹ > Cc: Bradley Gillin <[email protected]>; Richard Iarossi Subject: Re: Gratitude ok please call when free tomorrow also what is status of butterfly brokerage? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01431327

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t

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Subject: RE: Butterfly brokers e From: Stewart Oldfield Date: Tue, 25 Sep 2018 16:01:33 -0400 To: Coley Jellinghaus Cc: Bradley Gillin I sent him account docs in the meantime. Those should be the same no matter where this ends up From: Coley Jellinghaus Sent: Tuesday, September 25, 2018 10:47 AM To: Stewart Oldfield ‹ > Cc: Bradley Gillin Subject: RE: Butterfly brokerage Ok I'm trying Zia, best experience for client would be same coverage. I'll be back. From: Stewart Oldfield Date

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