EFTA Document EFTA01380968

cimage00I. f> Liam O'Sullivan Incestnumts t't Trading I Institutional Wealth Partners UB Securities Inc Deutsche Bank Wealth Management 345 Park Awmuo, Now York, NY 10154-0004, USA Visit us: hffp.adeutschewealth corn. <image002.gif> IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as institutional accounts' under FINRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies aid financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn Sent: Wednesday, March 06, 2019 5:41 AM To: Liam Osullivan Stewart Oldfield Subject: Fwd: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL LLC_20190305 can you please look into why we are still receiving these emails.. also any update from IB pulling apple stock? please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079559 CONFIDENTIAL SDNY_GM_00225743 EFTA01380968