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EFTA Document EFTA01381051EFTA Document EFTA01381053
Case File
sd-10-EFTA01381052Dept. of JusticeOther

EFTA Document EFTA01381052

Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On May 22, 2017, at 2:16 PM, Tazia Smith e > wrote: Classification: Confidarttlal You saw it closed in France at 27.585 euros, on "16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be w

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Dept. of Justice
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sd-10-EFTA01381052
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Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On May 22, 2017, at 2:16 PM, Tazia Smith e > wrote: Classification: Confidarttlal You saw it closed in France at 27.585 euros, on "16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be w

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] thank you please forward quote once received tomorrow am thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On May 22, 2017, at 2:16 PM, Tazia Smith e > wrote: Classification: Confidarttlal You saw it closed in France at 27.585 euros, on "16k shares today. Call you now to discuss your aftermarket objectives on 100k — I'm concerned b/a is going to be wide. From: Richard Kahn Sent: Monday, May To: Tazia Smith Subject: Re: Rothschild [CI thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079785 CONFIDENTIAL SONY GM_00225969 EFTA01381052

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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