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EFTA Document EFTA01381058EFTA Document EFTA01381060
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sd-10-EFTA01381059Dept. of JusticeOther

EFTA Document EFTA01381059

On May 22, 2017, at 2:07 PM, Tazia Smith wrote: Classification: Confidential Hi Rich —Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Richard Kahn Subject: Rothschild Date: May 22, 2017 at 1:56:

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sd-10-EFTA01381059
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On May 22, 2017, at 2:07 PM, Tazia Smith wrote: Classification: Confidential Hi Rich —Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Richard Kahn Subject: Rothschild Date: May 22, 2017 at 1:56:

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
On May 22, 2017, at 2:07 PM, Tazia Smith wrote: Classification: Confidential Hi Rich —Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Richard Kahn Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian < Cc: Stewart Oldfield < can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA EPA: ROTH - May 22, 5:35 PM GMT+2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0079792 CONFIDENTIAL SONY GM_00225976 EFTA01381059

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