EFTA Document EFTA01381238
This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax adv
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This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax adv
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EFTA Document EFTA01381489
material in this communication is strictly forbidden Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <Rothschild interday 5.22.17.pdf5 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please not
EFTA Document EFTA01415447
Subject: RE: Rothschild [C] From: Tazia Smith <~lel~e> Date: Tue, 23 May 2017 09:26:34 -0400 To: Stewart Oldfield ‹ > No Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management Original Message From: Stewart Oldfield Sent: Tuesday, May 23, 2017 09:24 AM Eastern Standard Time To: Tazia Smith; Delores Rubin Cc: Vahe Stepanian; Matt Glassman Subject: Re: Rothschild [C] Classification: Confidential I take it we have no interest in bidding a block for that size? Stewart
EFTA Document EFTA01375747
thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New Y _I0022 tel fa ce This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures f
EFTA Document EFTA01427172
Subject: RE: Rothschild [C] From: Tazia Smith a> Date: Tue, 23 May 2017 09:18:30 -0400 To: Delores Rubin Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman Rich - Just tried calling you. Please call Delores directly if you have follow through on this at 212-454-3300. As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate.
EFTA Document EFTA01427416
Subject: RE: Rothschild [C] From: Delores Rubin <[email protected]> Date: Tue, 30 May 2017 08:14:31 -0400 To: Tazia Smith Richard Kahn Cc: Stewart Oldfield Vahe Stepanian Matt Glassman <[email protected]>, Davide-A Sferrazza <[email protected]> Classification: Confidential Good Morning Richard and Tazia, In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past week, but a few local houses have advertised
EFTA Document EFTA01407189
NAME SEARCHED: Erika Kellerhals PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC
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