EFTA Document EFTA01381429

How are our Global Markets Clients scoped? Legal Entity the Client faces: • In scope of EinSiG are all German credit institutions including their local and foreign branches as well as German branches from other credit institutions with a corporate seat outside of the EEA. • For Global Markets this means clients facing the DB AG entities (See Appendix 1). Exclusion of certain customers: • This has come directly from the regulation. Examples include Credit Institutions (banks, building so