Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. (I (Vahe Stepanian, July 12, 2017)RE: trading meeting (Stewart Oldfield, 7/20/2017)
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EFTA Document EFTA01381892
Title Matchefta-efta01381892
Case Filesd-10-EFTA01381892Dept. of JusticeEFTA Document EFTA01381892
Unknown1p
Case File
sd-10-EFTA01381892Dept. of JusticeEFTA Document EFTA01381892
Other
Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C) 3). and who are capable of evaluating the strategies, characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01381892
Pages
1
Persons
0
Integrity
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