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sd-10-EFTA01381954Dept. of JusticeOther

EFTA Document EFTA01381954

From: Natalie Barak Sent: 3/29/2019 10:35:03 AM ; Bella Klein I CC: Richard Kahn ; Bradley Gillin To: Stewart 0ldfield Subject: RE: returned funds to Caterpillar Hi Bella — Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie Natalie Barak Vice President I Relationthip Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue. New Yoi it, NV 10154 Tel. Fax Email Seturit:es offered through D

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sd-10-EFTA01381954
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From: Natalie Barak Sent: 3/29/2019 10:35:03 AM ; Bella Klein I CC: Richard Kahn ; Bradley Gillin To: Stewart 0ldfield Subject: RE: returned funds to Caterpillar Hi Bella — Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie Natalie Barak Vice President I Relationthip Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue. New Yoi it, NV 10154 Tel. Fax Email Seturit:es offered through D

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From: Natalie Barak Sent: 3/29/2019 10:35:03 AM ; Bella Klein I CC: Richard Kahn ; Bradley Gillin To: Stewart 0ldfield Subject: RE: returned funds to Caterpillar Hi Bella — Stewart is travelling for work so I wanted to touch base on the below. Kindly advise. Regards, Natalie Natalie Barak Vice President I Relationthip Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue. New Yoi it, NV 10154 Tel. Fax Email Seturit:es offered through Deutsche Bank Securities Inc From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein < Cc: Richard Kahn < Subject: returned funds to Caterpillar >; Bradley Gillin < >; Natalie Barak We had an $8723.23 wire returned that was sent to Caterpillar. Since that account is now closed, we need to credit the funds to a different account. What's the best one to use? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bar* Wealth Management 345 v n I New York. NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081170 CONFIDENTIAL SDNY_GM_00227354 EFTA01381954

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From: Bradley Gillin Sent: 5/3/2019 12:23:44 PM To: Stewart Oldfield I Subject: FW: Neptune_$1200 and $1000 wire Ill Classification: For Internal use only From: Bella Klein (mailto Sent: Friday, May 03, 201912:23 PM To: Natalie Barak Cc: Richard Kahn < Subject: Re: Neptune_$1200 and $1000 wire >; Bradley Gillin < >; Brigid Macias Dear Team, Please recall 2 wires sent from Neptune LLC account No me know if anything else is required. as vendor did not receive them. Please let OU

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On May 10, 2019, at 11:54 AM, Natalie Barak •~[ wrote: Great, thank you. Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trutt Company Americas 345 Park Avenue. New 'font, NY 10154 Tel. Fax Em 'securities offered Peough emit-it:tie Brink securities I4e. From: Bella Klein Imailto Sent: Friday, May 10, 2019 11:54 AM To: Natalie Barak Cc: Brigid Macias ; Bradley Gillin Stewart Oldfield Richard Kahn Subject: Re: Zorro management ac

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From: Bella Klein [MI Sent: 5/10/2019 11:55:39 ANI To: Natalie Barak CC: Brigid Macias I; Richard Kahn [ ; Bradley Gillin I ; Stewart Oldfield I Subject: Re: Zorro management account i still need the status of the recall wire for $1200 from Neptune LLC. Please help Thank you, Bella Tel: On May 10, 2019, at 11:54 AM, Natalie Barak < wrote: Great, thank you. Natalie Barak vice President 1 Relat€onship Officer Deutsche Bank Wealth Management Deutsche Bonk Dust Company ~nit«.

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From: Natalie Barak [[email protected]] Sent: 5/8/2019 12:02:01 PM To: Bella Klein [email protected]; Brigid Macias [email protected] CC: Bradley Gillin [[email protected]]; Stewart Oldfield [[email protected]); Richard Kahn [email protected] Subject: RE: Zorro management account xxxx6807 Hi Bella — we will research now. Natalie Barak Vice President Relationship Officer Deutsche Bank Wealth Management NeuNc.he Bank. Trust Company Americas 345 Park Av

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Subject: RE: Neptune $1200 and $1000 wire [I] From: Natalie Barak 1 > Date: Fri, 10 May 2019 11:56:55 -0400 To: Kathryn .7 Stanfield Brigid Macias Cc: Stewart Oldfield Hi Kathryn — the only open item left for this relationship is the $1200 to Wells. Any update? (The items for Neptune as well as the $1000 wire mentioned below have all been resolved). {logo} Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 P

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EFTA Document EFTA01378671

Regards, Natalie <image002.gif> Natalie Barak Vice President l Relationship Officer Deutsche Bank Wealth Management Drrsitithe Bank Trust Company Amerrnas 34S Park Avenue, New York, NY 10154 Tel.= Tel. Email N afttInt I•fa;;..b (?ettaie :Sa<u^.rr. a!t From: Stewart Oldfield Sent: Thursday, March 28, 2019 11:29 AM To: Bella Klein < Cc: Richard Kahn >; Bradley Gillin < >; Natalie Barak < Subject: returned funds to Caterpillar We had an $8723.23 wire returned that was sent t

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