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sd-10-EFTA01382962Dept. of Justice

EFTA Document EFTA01382962

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GLDUS238 SOUTHERN FINANCIAL LLC EXEMPTIO OM REGISTRATION UNDER COMMODITY EXCHANGE ACT ALTHOUGH THE ACCESS FUND IS PERMITTED TO DIRECTLY OR INDIRECTLY TRADE COMMODITY FUTURES, SWAPS AND/OR OTHER COMMODITY INTERESTS (COLLECTIVELY, "COMMODITY INTERESTS"), THE GENERAL PARTNER IS EXEMPT FROM REGISTRATION WITH THE U.S. COMMODITY FUTURES TRADING COMMISSION ("CFTC") AS A COMMODITY POOL OPERATOR ("CPO") AND PLANS TO FILE WITH THE NATIONAL FUTURES ASSOCIATION (THE `IsIFA") A NOTICE OF EXEMPTION FRO

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Dept. of Justice
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sd-10-EFTA01382962
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