EFTA Document EFTA01383240

From: Stewar i ] Sent: 7/10/2019 9:49:01 AM To: Patrick Campion BCC: Subject: Attachments: Gerber Notice of Dismissal.pdf Classification: Confidential FW: Epstein - negative media [CI Original lawsuit linked below. Subsequent dismissal (dated within weeks of the lawsuit) attached. Financial Trust Co appears to be a hedge fund that JE ran Lawsuit alleged that :PE and FTC received funds from a Ponzi scheme dating to the 1980s for which Steven Hoffenberg was convicted in 1997 No mention of DB that I can see The lawsuit is a quick read with some interesting history (whether accurate or not) Will look to see if this was ever flagged in an old KYC. Given that he was never accused of anything at the time, all I can see here is that he ran a hedge fund that went out of business and pursued some enormous deals in the 1980s and 1990s which is consistent with his role as a prominent financier of the time. Thanks From: Stewart Oldfield Sent: Tuesday, October 09, 2018 11:03 AM To: Kimberly Hart < Cc: Bradley Gillin < Subject: Epstein - negative media Kim, This just surfaced in our latest KYC reviews. Let's discuss what info I need from the client and then next steps. Thanks http://www.classactionsreporter.com/sites/default/filethowers ponzi scheme complaint.pdf Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0082931 CONFIDENTIAL SDNY_GM_00229115 EFTA01383240