EFTA Document EFTA01383247

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 212O3 Portfolio Holdings February 1, 2019 - February 28,2019 SOUTHERN FINANCIAL LLC Desaiction OurellNy Opening Balance Dosing Balance Accrued Income Income This Year 30.Ciar Yield CASH, MONEY FUNDS. AND BANK DEPOSITS 0.00% of Portfolio FDIC Insured Bank Deposits INSURED DEP0STS PROGRAM 73 068 21 0.00 000 10.44 N/A Total FDIC Insured Bank Deposits $73,068.21 $0.00 $0.00 $70.44 TOTAL CASH, MONEY FUNDS. AND BANK DEPOSITS 573.068 21 $0 00 $0.00 $70.44 Total Portfolio Holdings Markel tit 50.00 Acaued Estimated Interest Annual Income $0 00 $70 44 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "Ni A" and are omitted from the Total. THEAS OF PMCEDATEONLY APPEARSW HEN THEPRICEDATEDOESNOT EQUAL THESTATEM ENT DATE Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.coml disclosures for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 3 of 8 Account Number:NIG-026181 newsmen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless MX MOUE t.C.IlVtitY 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELIDICE Marrs through Penabos UM. a wholly owed subtle:run of The Bakal Ni. Yort Make Comeration OM Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-OO82942 SDNY_GM_OO229126 EFTA01383247