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sd-10-EFTA01383251Dept. of Justice

EFTA Document EFTA01383251

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Deutsche Bank PO Bex 1776, Baltimore, MD 21203 February 1.2019 - February 28.2019 SOUTHERN FINANCIAL LW The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable

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Dept. of Justice
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sd-10-EFTA01383251
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