EFTA Document EFTA01383255

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Account Activity Cawing Die Quantity Number Ending Opening Barn Clomp Baena Acaued Income 1110)010 Ibis We 30-Day VIted Current Meld CASH, MONEY FUNDS, AND BANK DEPOSITS 1.00% of Portfolio FDIC Insured Bank Deposits INSURED DEP0SITSPR0GRALI 01101/19 73,068.210 WA 01131119 73,035.20 13,068.21 17.62 33.01 WA N/A Total FDIC Insured Bank Deposits $73,035.20 $73,088.21 $17.62 533.01 TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS $73,035.20 $73,088.21 $17.62 533.01 Date Acquired Quantity UnIt Cog Cost Beds EQUITIES 99 0 0% of Portfolio Market Ftice Market Value Unrealized Win loss Estimated Estimated Annual Income Yield Common Stocks APPLE INC C0M Dividend 0pliortCash 12107/17 Total Common Stocks TOTAL EQUITIES 100,000.000 169.8140 Total Portfolio Holdings 16,981116.00 $18,981,416.00 $16,981,416 00 SeculityldentifierAAPL CUSP:03783360 166.4400 Cost Bass $17,054.484.21 16,644,000.00 $16,844,000.00 $16.644.000.00 Market Value $16,717.068.21 .337.416 00 -3337.416.00 -3337.416 00 Unrealized Gain,Loss Interest Aeaued -3337.416.00 $0 00 292,000 00 115% 1292 000 00 $292 000 00 Estimated Annual Income $292.033 01 Generally securities acquired before 2011. in retirement accounts or held by Non-U S entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 20 0 8, and are marked as " noncovered" Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Portfolio Hoi dings Disciosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ Page 3 of 7 Account Number: N4G-026161 11:00SYCEESD:2: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless A3 MOUT t.1:41IVtitY 4 Rated Ewellere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE Marrs Meech Sag LW. • whelly awed subtle:run of The Bakal Ni. York Make Comeration OM Mellen) PCISrat U.C. motto( AURA. NYSE SIPC DB-SDNY-0082950 SDNY_GM_00229134 EFTA01383255