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sd-10-EFTA01383266Dept. of Justice

EFTA Document EFTA01383266

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Deutsche Bank PO Bex 1776, Baltimore, MD 21203 December 1.2018 - December 31,2018 SOUTHERN FINANCIAL LLC The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable

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Dept. of Justice
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sd-10-EFTA01383266
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