EFTA Document EFTA01383302

Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share. it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10( b)( 1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary A•B Securities CreditsThisPeriod Debits This Period Net This Period Severities Withdrawn 0.00 .10.201.639.00 -10,204.630.00 Total Securities $0.00 -$10.204.630.00 410.204.630.00 Dividends and Interest $35.530.69 $0.00 $35.530.69 Cash Withdrawals 0.00 -4.247.643.33 -4.247.643.33 Deposits 133.435.60 0.00 133,435.60 Total Cash $133,435.60 44,247,643.33 44.114.207.73 Totals $168.966 29 414,452,273.33 414,283,307 04 Transactions by Type of Actn,rty Process; Seitkment Dale Adivity Type CreditaYeat-toiDde Debits Year4o-Dde Net Year-toil:4e Desaiption Quantity 0.00 40.204.630.00 .10.201.639.00 $0.00 410.204.630.00 -$10.204.630.00 $79,955.57 $0.00 $79 955 57 0.00 -10,247.643.33 -10.247.643.33 135,005 88 0.00 135.005 88 $135,005.88 410,217,643.33 410,112,637.45 $214,961.45 420,452,273.33 420,237 311.88 Price Armed Interest Amount Owenby Securities Withdrawals and Deposits 02107/19 CUSTOM ER AUTHORIZED ALPHABET INC CAP STK CI C TRANS TO NIG-023804 -3.000.000 -3.296,130 00 US0 TRANSFER GOOD 02107/19 CUSTOM ER AUTHORIZED CARVANA CO CI A TRANS TO N46-023804 -25,000.000 -825.50000 USD TRANSFER CVNA 02107/19 CUSTOM ER AUTHORIZED OTIGROUP INC DEP SHS REPSTG11300TH PFD SER K DIV -79.000.000 •2.101.400.00 USD TRANSFER 6875% PERPETUAL MATT PERPETUAL CALL 1/ 5123'22500 C PRK TRANS TO N46-023804 02107/19 CUSTOM ER AUTHORIZED PMORGAN CHASE 8 CO DEP SHS REPSTG 113TH PFD SERI -2,160,000.000 -2.170,800.00 USD TRANSFER AXED TO FLTG RT BD 5990% 01/23158 8107004/23/08 CIS 46625HHA1 TRANS TO N46-023804 02107/19 CUSTOM ER AUTHORIZED UNITED TECHNOLOGIESCORP COM TRANS TO N4G-023804 -15.000.000 •1.810,800.00 USD TRANSFER UIX Total Securities Withdrawals and Deposits - U.S. DOLLARS 0.00 -10,204,630.00 Account Number: NU A: 021g13:3 Go papetiess Aix Atari t.iXtivtor 4 Rated btellent Every Yea Since 2007 OµOAR RATIO COMMUNICATOM Mat DICE Page 4 of 7 Cleats Ovaugh Prams tIC..• drolly steed sublidiary of The In or New York Mellon Corporation (lINY Mellon) Persrws LLC. onesnber f 114RA. NY≤. S PC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0082997 SDNY_GM_00229181 EFTA01383302