EFTA Document EFTA01383307

Summary of Gains and Losses Realized This Period Year1o•Date Unrealized Short-Term Gain! Loss 0 00 0.00 -258,679.37 Long-Term Gain/ Loss 0.00 0.00 44 845.09 Net Gain/ Loss 0.00 0.00 -323,524.46 This summary excludes transactions where cost basis information is not available. The European Central Bank (the' ECB' ) and other credit institutions introduced' negative interest rates° . Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1399 and/ or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail DMe Activity Type Sweep Money Market Fund CASH AC TRDWSGOVT & AG INSTL Current Yield: 2.30% Activity Ending: 0Y 31/ 19 Description Amount Balance 01/01/19 Opening Balance 10,032,681.88 10,032,681.88 01/10/19 W ithdrawal MONEY FUND REDEMPTION 4,000,000.00 4,032,681.88 01114/19 Deposit MONEY FUND PURCHASE 1,579.28 4,034,252.16 01/31119 Deposit MONEY FUND PURCHASE 33,067.44 4,087,319.60 01131/19 Dsposit INCOM EREINVEST ;1 078 67.1.04 01/31119 Closing Balance _11,35.7.44 54,018,677.04 Total All Money Market Funds 54,078,677.04 ncome and Apen se Si nmd. Omni Period Yeepto•Date Taxable Non Taxable Taxette Non Taxable Dividend Income Money Market 11.357 44 0.00 11,357.44 0.00 Other Dividends 33 067.44 0.00 33,967 14 0 00 Total Dividends. Interest. Income and Expenses 544 424.88 $0.00 $44,424.88 $0.00 Page 2 of 9 Amount bomber CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless smont4IllNOW Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. • wholly road sbtle:run of The Bakal Ni. Yore Menai Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE StPC DB-SDNY-0083002 SDNY_GM_00229 186 EFTA01383307