EFTA Document EFTA01384283

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 tf',0 0 dings D'scosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Schedule of Realized Gains and Losses Current Period Date Date Realized (*patios Dreamed ANyIntd Dedgnallon Disposition Method / Truman Duality Protein Cod Bads Oilorloss Short Term EURO CURRENCY 12/20/18 12119118 Noncovered' first In first Oul I 58.1 796,815.200 913,947.03 910,042.64 3,904.39 Security Identifier: UBI SOFT ENTERTAINME 12/19/18 03/21/18 Covered first In First Out! sal. 5,600.000 455,058.33 489,130.40 -34,072.07 SA LIONTREUIL ACT 12119/18 03127118 Covered First In First Out! SELL 5,600.000 455,058.32 485,068.46 -30,010.14 Smutty Identifier: Total 11,200 000 910,116.65 974,198.86 44,082.21 GENERAL ELECTRIC CO 12119118 02/23/18 Covered First In First Out! 68.1 2.500 000 18,889.63 40,551.71 -21,662.08 Seedily Identifier: 369504133 12119/18 02126118 Covered First In First Out! 58.1 2.500 000 18,889.63 40,551.71 -21,662.08 12119/18 03105118 Covered first In First Out /SELL 800.000 6,044.68 12,980.63 4,935.95 12119/18 03107118 Covered first In First Out! SELL 5400.000 37,779.26 81,097.41 -43.318.15 12119/18 03112118 Covered Fell In First Oul 58.1 2,500.000 18,889.63 40,551.71 41,662.08 12119/18 03116118 Covered Fad In First Out! SELL 11.100 000 88.403.45 189,759.90 -101,356.45 Total 25,000.000 188,896.28 405,493.07 416,596.79 NINTENDO LTD AOR 12119/18 02/05/18 Covered Fist In Rrst Out! SELL 10,000.000 333,989.65 517,906.00 -183,916.35 Security Identifier: Total Short Term 2,346,949.61 2,807,640.57 -460,690.96 Account Number &tit it4:3!7:26 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 11 of 5 Go paperless ASXAIWYT Rated Excellent Emy Year Since 2007 0708AR RATIO COMPAVNICA71076 EXCELIDICE Marrs through Pin UM. • wholly sword subsifun of The BIS al Ni. YM Man Comer/Mon (INY Melon) PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0084389 SDNY_GM_00230573 EFTA01384283