EFTA Document EFTA01384755

From: Stewart Oldfield Sent: 9/21/2018 1:20:00 PM To: Liam Osulliva CC: Bradley Gillin Richard laross Subject: FW: 2018 Perio is eview o ccts outhern Financial LLC (GCIS*1483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP (I) Importance: High Do you recognize account code STRUPDT0118001? Thanks From: Vijay-A Sawant Sent: Friday, September 21, 2018 10:18 AM To: Richard larossi Cc: Bradley Gillin Stewart Oldfield ; Mayur Rathod Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIStI483882) & LSJE, LLC (GCISP499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] Importance: High Hi Rich, Following are the pending items in above accounts - One of the account for Southern Financial LLC (GCIS 483882) is Structured Transactions account with account ID on DB Force customer page as STRUPDT0118001. We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. GCIS "Purpose of the account" required for all the below accounts. torn, V164, fa n+ionl ,4 14 , 114 N iilxra t MI , ...n., <ENNIC, GCIS iat GCIS DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. :+01.4-^oor• las Acton.' C-atsel *pea Mewl nr &or.. -lawn •o Regards, Vijay Sawant KVC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085258 CONFIDENTIAL PROT1 PROT0