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EFTA Document EFTA01385224EFTA Document EFTA01385226
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sd-10-EFTA01385225Dept. of JusticeOther

EFTA Document EFTA01385225

From: Tazia Smith Sint: 5/22/2017 2:07:43 PM To: Richard Kahn CC: Stewart Oldfi Subject: RE: Rothschild (CI Classification: Confidential Hi Rich — Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart 0ldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel Begin forwarded message:

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sd-10-EFTA01385225
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From: Tazia Smith Sint: 5/22/2017 2:07:43 PM To: Richard Kahn CC: Stewart Oldfi Subject: RE: Rothschild (CI Classification: Confidential Hi Rich — Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart 0ldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel Begin forwarded message:

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EFTA Disclosure
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From: Tazia Smith Sint: 5/22/2017 2:07:43 PM To: Richard Kahn CC: Stewart Oldfi Subject: RE: Rothschild (CI Classification: Confidential Hi Rich — Received. Reviewing. Be back From: Richard Kahn Sent: Monday, May 22, 2017 10:59 AM To: Tazia Smith Cc: Stewart 0ldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel Begin forwarded message: From: Richard Kahn Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian < Cc: Stewart Oldfield < can you please provide a bid ask on 100,000 shares of: Rothschild & Co SCA EPA: ROTH - May 22, 5:35 PM GMT+2 27.58EUR0.12 (0.42%) thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086449 CONFIDENTIAL SDNY GM_00232833 EFTA01385225

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