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sd-10-EFTA01385607Dept. of JusticeOther

EFTA Document EFTA01385607

Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia smith/db/dbcomODEAMERIcAs, Richard Kahn Date: 10/29/2014 08:43 AM subject: Re: [c] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith Classification: confidential Good morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Fro Tazia smith/

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sd-10-EFTA01385607
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Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia smith/db/dbcomODEAMERIcAs, Richard Kahn Date: 10/29/2014 08:43 AM subject: Re: [c] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith Classification: confidential Good morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Fro Tazia smith/

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia smith/db/dbcomODEAMERIcAs, Richard Kahn Date: 10/29/2014 08:43 AM subject: Re: [c] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith Classification: confidential Good morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Fro Tazia smith/db/dbcom m: To: "jeffrey E." <[email protected]>, wrote: cc: Daniel sabba db dbcom@DBAMERICAS, Paul Morris, Richard Kahn < , Stewart oldfield/db/dbcom008AmuicAs, vahe Stepanlan com@DBAMERICAS Dat 10/28/2014 04:14 PM e: sub Trade Report 10/28/14 [c] jec t: classification: confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? your other Citi pfd is held in Haze. would you like this booked there as CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086906 CONFIDENTIAL SDNY_GM_00233090 EFTA01385607

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From: Tazia Smith Sent: 10/29/2014 8:39:55 AM To: Jeffrey E. ([email protected]) CC: Daniel Sabba Paul Morris ; Stewart Oldfield I ; Richard Kahn ; Vahe Stepanian Subject: ICJ Attachments: pic30997.gif; pic27651.gif; pic24440.gif; pic24974.gif; pic16989.gif; pic13673.gif; pic31693.gif; pic27187.gif; pic14781.gif; pic07322.gif; pic23174.gif; pic07276.gif Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazi

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Fax Mobi e +1 Email (Embedded image moved to file: From: To: Cc: Stewart Date: Subject: pic276S1.gif) Tazia Smith, "jeffrey E." <[email protected],, Daniel Sabba Oldfield 10/28/2014 02:24 PM Re: [C] Classification: confidential Jeffrey - Thus far done 25% of the volume now. aggressive. Not enough Tazia , Paul Morris, Richard vahe Stepanian/ Kahn 'c >, on 36,300 Citi 5.8% pfd at 523.9964. Participating Please let us know if you would like us to be more volume to get

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From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. [email protected]] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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From: Tazia Smith Sent: 10/29/2014 10:02:34 AM To: [email protected] CC: Richard Kahn [ Daniel Sabba I ; Vahe Stepanian I I; Paul Morris I I; Stewart Oldfield I Subject: Re: IC] Attachments: pic31302.gif; pic22467.gif; pic22404.gif; pic11204.gif; pic08169.gif; pic28288.gif; pic18588.gif; pic21461.gif; pic25587.gif; pic25325.gif; pic18931.gif; pic21297.gif classification: confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Sugg

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Cc: Daniel Sabba/db , Paul Morris, Richard Kahn , vahe Stepanian/db , Stewart Oldfield/db Date: 10/28/2014 11:36 AM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of citi 5.8% pfd at 523.9945; the pfd is presently 524, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic06957.gif) From: Tazia smith/db/dbcom TO: "jeffrey E." <jeevacation0gmail.com>, Cc: D

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