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sd-10-EFTA01385633Dept. of JusticeOther

EFTA Document EFTA01385633

Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the Sank') shall only be obligated to act on any instructions to buy or set mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemd or facsimile, al such time as your Bank representative has confirmed via soma/ or telephone that the Bank has received your request. WM respect to al other trading instructions (including, without limitation. foreign currency transac

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Dept. of Justice
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sd-10-EFTA01385633
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Summary

Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the Sank') shall only be obligated to act on any instructions to buy or set mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemd or facsimile, al such time as your Bank representative has confirmed via soma/ or telephone that the Bank has received your request. WM respect to al other trading instructions (including, without limitation. foreign currency transac

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the Sank') shall only be obligated to act on any instructions to buy or set mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemd or facsimile, al such time as your Bank representative has confirmed via soma/ or telephone that the Bank has received your request. WM respect to al other trading instructions (including, without limitation. foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such line as your Bank representative has confirmed Thal the Bank has received your request ye telephonic communication. Please note. automated electronic responses such as read ioceip4s" or fax confirmations do nal constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please tented your Bank representative immediately. This communication may contain confidential andror privileged information. If you are not the intended recipient (or have received this communication in 'nor), please notify the sender immediately and delete the communication from your computer. My unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If II . ' n in r h v rd s in Canada and wish lo unsubscribe from receiving emadcommunicaron. please reply to and type "unsubscribe" in the subject line. <image002.gif> From: Richard Kahn Sent: Tuesday, December 27, 2016 11:02 AM To: Marjorie Flash < Cc: Stewart Oldfield < Bella Klein < Subject: Fwd: JEE WT >; Darren Indyke < M>: i just called and received a voicemail that you will be out of the office please advise who can process attached euro wire thank you <image003.png> Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 tel fax cell Begin forwarded message: From: Marjorie Flash < Subject: RE: JEE WT Date: October 28 2016 at 3 00.17 PM EDT To: bellaklein < Cc: Darren Ind ke < >, Richard Kahn > Bella, Received and processing. Thanks. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0086937 CONFIDENTIAL SDNY GM_00233121 EFTA01385633

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Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company. National Association Deutsche Bank Wealth Management 502 acksonville, FL 32256 USA Tel. Fax Em Important Information Regarding Trading Instructions. Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the 'Bank') shall only be obligated to act on any animations to buy or sell mutual funds or elect on a Corporate Action Instruction that you deliver via email, voicemail or fac

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