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sd-10-EFTA01385641Dept. of JusticeOther

EFTA Document EFTA01385641

<image00 I .png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas I h WealthlhM n m From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiaries of the Butterfly Trust, and they have a few questions regarding the trust: • <!--[if IsupportLists]--><!--lendifF->what is the purpose of this trust

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sd-10-EFTA01385641
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<image00 I .png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas I h WealthlhM n m From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiaries of the Butterfly Trust, and they have a few questions regarding the trust: • <!--[if IsupportLists]--><!--lendifF->what is the purpose of this trust

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<image00 I .png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas I h WealthlhM n m From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiaries of the Butterfly Trust, and they have a few questions regarding the trust: <!--[if IsupportLists]--><!--lendifF->what is the purpose of this trust, as it is not cleared within the original trust agreement <!--[if isupportlists]--><!--[endif]-->Based on the supporting documents provided, where in the trust agreement does it support the change of beneficiaries? <!--[if Isupportlists]--><!--[endif]-->Why are the beneficiaries changing? Please provide guidance on the above questions, and revert back at your leisure. Thank you in advance for your help. Kind regards, Cynthia Rodriguez <image00 I .png> Cynthia Rodriguez Assistant We President Deutsche Bark Trust Company Americas Deutsche Asset & Wealth Mane ement CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0086947 CONFIDENTIAL SDNY_GM_00233131 EFTA01385641

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<image001 prig> Cynthia Rodriguez Assistant We President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 P 10154-0004 New York. NY, USA Tel. Fax Email From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiaries of the Butterfly Trust, and they have a few questions regarding the trust: • What

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Subject: RE: Butterfly trust [C] From: Cynthia Rodriguez Date: Fri, 30 Dec 2016 10:26:01 -0500 To: Stewart Oldfield ‹ > Sounds good. Enjoy the rest of your day 3 Kind regards, Cynthia Rodriguez fcid:[email protected] Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Emai Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Stewart Oldfield Sent: Friday, December 30, 2016 10:25 AM To: Cynthi

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Just following up on the below. Thanks! Kind regards, Cynthia Rodriguez <irnage00 I .png> Cynthia Rodriguez Assistant Vice President Deutsche Bar* Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-O004 New York. NY. USA Tel. Fax Emai From: Cynthia Rodriguez Sent: Monday, December 19, 2016 5:56 PM To: 'Richard Kahn' Subject: Butterfly trust Hi Rich, Hope all is well. Our compliance group is reviewing the recent update that was made to the beneficiari

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Subject: RE: DB cash [I] From: Daphne Cales dt > Date: Tue, 09 Jan 2018 10:03:33 -0500 To: Cynthia Rodriguez <I M> Classification: For internal use only I forwarded to Rob. Let's see what he comes back with. Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I Banking Services & Branch Manager Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA {https://brandportal.intranet.db.com/im

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Subject: Re: Butterfly trust [C] From: Stewart Oldfield Date: Fri, 30 Dec 2016 10:25:12 -0500 To: Cynthia Rodriguez Classification: Confidential Yes. Let's start there. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel: Mobil Email Bank Trust Company Americas Bank Wealth Management Avenue. New York, NY 10154 lackberry Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Friday, December 30, 2016 10:00 AM To: Stewart Oldfiel

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Subject: RE: AG Preferred Deposit Accounts From: Cynthia Rodriguez a> Date: Tue, 07 Feb 2017 16:43:15 -0500 To: Richard Kahn Cc: Stewart Oldfield No worries at all. Have a great week! Kind regards, Cynthia Rodriguez {cid:[email protected]} Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA From: Richard Kahn [mailto: Sent: Tuesday, Februar

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