Text extracted via OCR from the original document. May contain errors from the scanning process.
Form W-9
(Rev. December 2014)
Chwrirrant of the Tre
Servias
ceury
!Memel fithenue
Request for Taxpayer
Identification Number and Certification
Give Form to the
requester. Do not
send to the IRS.
Print or typo
See Specific Instructions on page 2.
I Name Os shown
The Haze Trust
on
income tax return). Name 4 required
Ns Inc do
lean this Lee tame
your
on
not
2 Business nameldleregarded entity name, If different from above
3 Check mercer:ate box for federal tax classification: check only one or tris followiiq seven boxes:
O IndivSduellitsfer proprietor or
O C Corporation
O 5 Corporation O
Partnerstep
single-member LLC
O limited liability company. Enter the tux classification (C•C corporation. SS corporation. O.portnergesr)
Note. Fora single-member LLC that is esrogarciod, 00 not check LIG; check the appropriate box in
the tax dassificadon of the tingle- member owner.
•
Other (tee insteucTalePfr
0
That/estate
a.
4 Exemptions
certain entitles.
Exempt payee
Exemption
code Of any)
Avow ro neva
(codes )ply only to
s. rid
on pag
Indviduais: see
e 3):
code (14w)
from FATCA reporting
the line show for
wrinroveranrown• us)
inlINIIIIIIMP3i)
Requester's name and address (oPtiona0
6 Gay. Stele. and 7P code
St, Thomas 0 ,00802
7 List account rwenter(s) here foment'
Part I
Taxpayer Identification Number (TIN)
Enter your TIN In the appropriate box. The TIN provided must match the name given on ;ins 1 to avoid
backup withholding. For Individuals. this is generally your social security number (SSN). However. for a
resident alien. sole proprietor, or disregarded entity, see the Part I Instructions on page 3. For other
entities, it is your employer identification number (EIN). If you do not have a number, see How to get a
TIN on pege 3.
Note. If the account Is in more than one name, see the instructions for line 1 and the chart on page a for
guidelines on whose number to enter.
Social security number
or
Part H
Certification
Under penalties of perjury, I certify that:
1. The number shown on this tom Is my correct taxpayer identification number (or tarn waiting for a number to be issued to me): and
2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue
Service (IRS) that I am subject to backup withholdmg as a result of a failure to report ail interest or dividends, or (c) the IRS has notified me that 1 am
no longer subject to backup withholding; and
3. I am a US. citizen or other U.S. person (defined below): and
4. The FATCA code(s) entered on this form (rf any) indicating that I am exempt from FATCA reporting is correct.
Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding
because you have tailed to report all interest and dividends on your tax return. For reel estate UW98060,15. item 2 does not apply. For mortgage
interest paid, acquisition or abandonmen
f *emu d property, cancellation of debt, co
Pone to an individual retirement arrangement plik), and
generally. payments other than in
and divider, •
you are not required to • •
e certification, but you must provide your correct TIN. See the
Instructions on page 3.
Sign
Here
Signature of
U.S. person K2'
Datn"
arnit0
11 -
General Instructions
Section referenCe5 we to the Internal Revenue Code unless othe
Future development& Information Bout developments affecting Fo
as 'egoist:Won enacted after we release It) is at www.la-Cloeltwt.
Purpose of Form
An Individuel or entity (Form W-9 requester) who Is required to Re an ink:rotation
return with the IRS must obtain your contact taxpayer Identalcation number Map
which may be your social security number (SSN). inenicluet taxpayer identification
number (Inall, ard00tion taxpayer Identification number (ATINI, or emuoyer
identification number tan). to report on an information return the amount paid to
you. or other amount reportable on an information return. ExaMple3 of information
returns Include, but are not limited to, the ft:Cowing:
• Form loge-INT (interest earned or paid)
• Form 1099-DIV (dividends. including those from stocks or mutual funds)
• Form 1099-MISC (various typos of income. Prize, awards, or gross proceeds)
• Form 1099.8 (stock or mutual fund sales and Certain other transactions by
brokers)
• Form 1099-13 (proceeds from reel estate transactions)
• Form 1099-K (Merchant card and third party network transactions)
se noted.
h
Om 1095 (borne mortgage kiltreSg. 1099-E (Student loan interest), 10984
oration)
• Form 1099-C (canceled debt)
• Form 1099-A (acquisition or abandonment of secured properbi
Use Form W-9 only if you area U.S. pence (inducting a resident eke). to
provide yOUr correct TIN,
u you do nor Mum Form VA9 re the requester with a TIA4 you mgtl be eubiecl
to b&s'p withholding. See Whet 4 backup withhokeng? on page 2.
Sy signing the tilled-out form, you:
1. Certify that the TIN you are giving is correct for you are wading for a number
to be Issued).
2. Certify that you are not subject to backup withholding. or
3. CLOT exemption from backup withholding if you are a U.S. exempt payee. If
applicable. you we also unifying that as a U.S. parson your allocable shwa or
any partnership ;morns from a U.& trade or business is not ambler.* to the
withholding tax on foreign partnere' share of effectively connected Income, and
& Certify het FATCA codes) entered on this fOrm p any) indlCating that you are
exempt from the FATCA reporting, is correct. Soo What is FATCA reporting? on
page 2 for further information.
Cat. No 10291%
Form W-9 Ny. 12-2011)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0087088
CONFIDENTIAL
SDNY GM_00233272
EFTA01385750