Text extracted via OCR from the original document. May contain errors from the scanning process.
Form W-9
(Rev. December 2014)
Department al the tereary
Wend &minus Service
Request for Taxpayer
Identification Number and Certification
Give Form to the
requester. Do not
send to the IRS.
Print or type
See Specific Instructions on page 2.
i Name (as shown on your income tax return). Name is required on this eric de rot leave US area tiwtk
Southern Trust Company, Inc.
2 Business nerne/Olsregarded entity name, edifiers% from above
3 Check appropriate box for federal tax Massakation: chock only ono of the following seven boxes:
0 Inctridual/sae proprietor or
ti CeaPontioft
0 $ Corporation 0
ParloeFahIP
sag's-member tic
0 limitedEsbilty company. Enter the ttaxclasaication (C.0 corporation. S•S oorPoriton. Piteartnerehlo)
Note. For a singlemember US Mat is diweganled, do not check tic: check the appropiate box In
the tax classification of the sego-member owner.
0 Other (se* Instnrctioa) if-
0 TAtatiostala
•
4 Exemptions
certain entil:es.
Instruceons
Exempt payola
Exemption
code at any)
Paseo issiewermoicreeserwara
(coca apply only to
nel incliv,duals: um
on page 3):
Cede pat any)
from FATCA repeal%
the Rasaabove for
Ma
S Address (number. street. and apt. a sake no.)
6100 Red Hook Quarter B3
Requesters name and address Node*
a City. Ha andZIPcode
St Thomas USVI ,00802
7 List account numbar(S) here (opliona0
Part I
Taxpayer Identification Number (TIN)
Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to avoid
back. p withholding. For individuals, this is generally your social security number (SSN). However, for a
resident alien, sole proprietor, or disregarded entity. see the Part I instructions on page 3. For other
entities, it is your employer identification number (EIN). If you do riot have a number, see Now to get
TIN on page 3.
Note. If the account is In more than one name, see the instructions for line 1 and the chart on page 4 for
guidelines on whose number to enter.
I Social secu by number
Of
1
Employer Identification number
Part II
Certification
Under penalties of perjury. I certify that:
1. The number shown can this form Is my correct taxpayer identification number (or I am waiting for a number to be Issued to me); and
2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue
Senders (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (C) the IRS has notified me that I am
no longer subject to backup withholding; and
3. I am a V.S. citizen or other U.S. person (defined below); and
4. The FATCA code(s) entered on this form or any) Indicating that I am exempt from FATCA reporting is correct.
Certification Instructions. You must cross out item 2 above if you have been notili00 by the IRS that you are currently subject to backup withholding
because you have failed to report
dividends on your tax re 1R:-FOireal estate transactions, item 2 does not apply. For mortgage
e
Un
interest paid, acquisition or aba
Orelleflt of aeZo ed property, 0
°not bt, contributions to an Individual retkement arrangement (IRA), and
generally, payments other than terest and divide
you
required to si n the certification, but you must provide your correct TIN. See the
instructions on page 3.
I
Sign
Here
Signature of R\
U.S. person Pfli-V
General Instructions
Section relerences are to the Internal Revenue Code unless otherwise noted.
Future developments. Information about developments affect:1g Form W-9 (such
as legislation enacted alter we reheat it) is at www.irs.gov/rw9.
Purpose of Form
An Movidual or entity (Form W'9 requested who is requited to Me an information
return with the p S mast obtain your correct taxpayer Went/batten number (TIN)
%Mich may be your social Stacey number (ESN). Individual taxpayer Identification
number OTIN). adoption taxpayer Identlecatkin number (ATINS. or employer
identification number (EIN), to report on en infomiation return the amount pat to
you. or other amount reportable on en kdoemetton return. Examples of informtlion
returns Include, but me not limited to, the loeowmg:
• Form 1099.INT Overact earned or pall)
• Form 1099.DIV (dividends. Including those from stocks or mutual funds)
• Form 1090'441SC 044/0U4 types of income. prizes, awards. or gross proceeds)
• Form 1099-B (stock or mutual fund gala and certain other transectfrans by
brokers)
• Form 1099-8 (proceeds from real estate transactions)
• Form 1099-K (merchant card and third party network transactions)
Data 4
.2119/.701-9
• Form 1098 (home mortgage intereS1), 1098-E (student ban interest). 1093.-T
(turban)
• Form 1099.0 (canceled debt)
• Form 1039-A (acquisition or abandonment ol secured womb/
Use Form tO-9 only if you are a US. person (ncluceng a resider/ ellen). to
provide your correct TIN.
If you do riot /own Form W•9 fo file Mt/later with a TW, you night be scet#ect
to bacAvp witiMokling. See West is backup witeholottng? on page 2.
Sy ragrFng Me bled-out form. you:
1. Certify that the TIN you ere giving is correct (or you ere wak'ng tor a number
to be issuedl.
2. Certify that you are not SUbjett to On* withholding • of
3. Claim exemption from backup withhold/iv If you are a U.S. exempt payee. If
oppbcable, you ere also ortilyag that as a U.S. person, your allocable share of
any partnership income from a U.S. tin or business Is not attest to trio
withholding lax on torsion partners' share of effectively CONICCIed income, and
4. Certify that FATCA coatis) entered on this form (if any) InecatIng that you are
exempt from the FNMA repotting is correct. See Werth FATCA reporting? on
page 2 for falter Intonation.
Cat. No. 10231X
Form W-9 (Rev. 12.2014)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY GM_00233284
DB-SDNY-0087100
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