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sd-10-EFTA01386000Dept. of JusticeOther

EFTA Document EFTA01386000

From: Stewart Old Sent: 8/8/2018 10:20:19 AM To: Andrew King CC: Bradley Gill in Subject: RE: Hudson Bay Fyi, I'm on MTA starting Monday. So let's chat about any questions you have before then Thanks From: Stewart Oldfield Sent: Thursday, Au ust 02, 2018 12:02 PM To: Andrew King < > Cc: Bradley Gillin < > Subject: Hudson Bay Let me know if you think I'm missing anyone we've sent fund stuff to in the past Aspen Grove Bain Capital Family Office Bright Crosby (Frank) Dorranc

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Dept. of Justice
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sd-10-EFTA01386000
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From: Stewart Old Sent: 8/8/2018 10:20:19 AM To: Andrew King CC: Bradley Gill in Subject: RE: Hudson Bay Fyi, I'm on MTA starting Monday. So let's chat about any questions you have before then Thanks From: Stewart Oldfield Sent: Thursday, Au ust 02, 2018 12:02 PM To: Andrew King < > Cc: Bradley Gillin < > Subject: Hudson Bay Let me know if you think I'm missing anyone we've sent fund stuff to in the past Aspen Grove Bain Capital Family Office Bright Crosby (Frank) Dorranc

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Old Sent: 8/8/2018 10:20:19 AM To: Andrew King CC: Bradley Gill in Subject: RE: Hudson Bay Fyi, I'm on MTA starting Monday. So let's chat about any questions you have before then Thanks From: Stewart Oldfield Sent: Thursday, Au ust 02, 2018 12:02 PM To: Andrew King < > Cc: Bradley Gillin < > Subject: Hudson Bay Let me know if you think I'm missing anyone we've sent fund stuff to in the past Aspen Grove Bain Capital Family Office Bright Crosby (Frank) Dorrance Duncan Everwatch Dimensional Georgetown Highlander Illig JE/Paul Barrett Pacific Life .IL squared Nicholas Shamrock Slome Third Lake Tisch Willett Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bank Wealth Management 345 New York. NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities lnc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087505 CONFIDENTIAL SDNY_GM_00233689 EFTA01386000

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Subject: RE: Hudson Bay From: Andrew King <M I> Date: Thu, 09 Aug 2018 16:09:43 -0400 To: Stewart Oldfield Cc: Bradley Gillin Stew — We've received docs for each clients — I'm going to send them out with a brief intro email tomorrow. Please let me know if you'd like to discuss before hand. From: Stewart Oldfield Sent: Wednesday, Au ust 08, 2018 10:20 AM To: Andrew King Cc: Bradley Gillin Subject: RE: Hudson Bay Fyi, I'm on MTA starting Monday. So let's chat about any questions you h

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Subject: Harvest From: Stewart Oldfield ‹ > Date: Thu, 26 Oct 2017 15:35:08 -0400 To: Andrew King Cc: Stewart Oldfield Casting a wide net with this one. Let's use it as a more general approach to clients to talk about investments. Can discuss each name before it goes out. Thanks Ali Arun Alagappan Aspen Grove Bright Cox Deering/Crosby — Frank already sending Ian Cumming — email Cathy Handley and Matt Ireland Chris Donabedian Dorrance Duncan Dzialga (cc: Tazia) Elysium Everwatc

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Subject: RE: research distribution From: Stewart Oldfield ‹ > Date: Mon, 23 Oct 2017 15:44:43 -0400 To: Andrew King ‹ > Let's definitely go through all of this. And more. I sent an invite for tmw From: Andrew King Sent: Monday, October 23, 2017 1:34 PM To: Stewart Oldfield ‹ > Subject: RE: research distribution Stew, let me know when works best to catch up on the distribution list and other recent client engagement (listed below): Harvest conversations Paul Barrett — sent — have enga

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Subject: FW: Account Planning-Stewart Oldfield [I] From: Sam Petrucci Date: Fri, 26 Jan 2018 17:29:19 -0500 To: Stewart Oldfield Classification: For internal use only Hey bud, please let me know where I (or a member of my team) can help here. Have a great weekend ... Sam From: Cynthia Rodriguez Sent: Monday, January 22, 2018 1:07 PM To: Patrick Cam ion Ponzio Harris Winters ; Stewart Oldfield ; Samantha Harmon • Laura Farischon • Nina- • Andrew King • Charlie Burrows zans >. Br

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From: Stewart Oldfield Sent: 10/23/2017 3:44:43 PM To: Andrew King Subject: RE: research distribution Let's definitely go through all of this. And more. I sent an invite for tmw From: Andrew King Sent: Monday, October 23, 2017 1:34 PM To: Stewart Oldfield Subject: RE: research distribution Stew, let me know when works best to catch up on the distribution list and other recent client engagement (listed below): Harvest conversations • Paul Barrett — sent — have engaged with him in

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