EFTA Document EFTA01386207

AGP LP 519 Alpha Group Caudal Paul Barren Item 3. Table of Contents Item 1. Cover Page 1 Item 2. Material Changes 1 Item 3. Table of Contents 2 Item 4. Advisory Business 3 Item 5. Fees and Compensation 5 Item 6. Performance-Based Fees and Side-By-Side Management 11 Item 7. Types of Clients 11 Item 8. Methods of Analysis, Investment Strategies and Risk of Loss 11 Item 9. Disciplinary Information 15 Item 10. Other Financial Industry Activities and Affiliation 15 It