EFTA Document EFTA01386424
From: Martin Zeman Sent: 5/3/2018 3:48:11 PM To: Paul Barrett CC: Xavier Avila 1; Liam 0sullivan illfl]; Davide-A Sferrazza t~ Stewart 0ldfield NIMPIIIIIIIRMaliall]; 'Richard Kahn' Subject: USDARS NDF confirmation Attachments: USDARS confirmation.pdf Paul, To confirm you sold ARS 58,381,500 and bought USD at 23.33 value 15/19 June 2018. Richard, See attached confirmation. Please sign and email back to us. Thank you, Martin Martin Zeman Director I Key Client Partners Deutsch
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From: Martin Zeman Sent: 5/3/2018 3:48:11 PM To: Paul Barrett CC: Xavier Avila 1; Liam 0sullivan illfl]; Davide-A Sferrazza t~ Stewart 0ldfield NIMPIIIIIIIRMaliall]; 'Richard Kahn' Subject: USDARS NDF confirmation Attachments: USDARS confirmation.pdf Paul, To confirm you sold ARS 58,381,500 and bought USD at 23.33 value 15/19 June 2018. Richard, See attached confirmation. Please sign and email back to us. Thank you, Martin Martin Zeman Director I Key Client Partners Deutsch
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EFTA Document EFTA01434934
Subject: FW: Southern Financial - Client Confirmation [C] From: Stewart Oldfield Date: Wed, 28 Mar 2018 12:09:38 -0400 To: Xavier Avila Liam Osullivan Cc: Martin Zeman Coming down to discuss before I call them back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, March 28, 2018 11:17 AM To: Stewart Oldfield Cc: Alpha Group Capital Subject: Fwd: Southern Financial - Client Confirmation [C] can you please call me to review attached with paul thanks Richard Kahn HBRK Associates I
EFTA Document EFTA01424006
Subject: RE: Swaps Protocol and U dated Financials - Southern Financial, LLC From: Martin Zeman Date: Wed, 11 Oct 2017 10:06:59 -0400 To: Richard Kahn Cc: Paul Barrett Vahe Stepanian Stewart Oldfield Xavier Avila Richard, Thanks very much — as soon as we have the swaps protocol, we'll get on with the ISDA. Martin From: Richard Kahn [mailto: Sent: Wednesday, October 11, 2017 9:17 AM To: Martin Zeman Cc: Paul Barrett Avila Subject: Re: Swaps Protocol and Updated Financials - South
EFTA Document EFTA01401926
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Zack Bunimovich < Date: Thu, 29 Mar 2018 12:57:48 -0400 To: Xavier Avila • >, Nina Tona Martin Zeman Rita Shteynberg titan Patel < Cc: Liam Osullivan < Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Classification: For internal use only Hi Xavier, Understood. The confirmation looks sufficient to me but I am waiting on the KYC team to confi
EFTA Document EFTA01435892
Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454
EFTA Document EFTA01435179
Subject: RE: Please fill out -> CRS + UK FATCA form [C] From: Stewart Oldfield ‹ > Date: Wed, 18 Apr 2018 10:49:23 -0400 To: Martin Zeman Richard Kahn Cc: "Paul Barrett ( Liam Osullivan Xavier Avila Davide-A Sferrazza Rich, just circling back on this. Happy to hop on a call to discuss if necessary. Thanks From: Martin Zeman Sent: Tuesday, April 17, 2018 10:32 AM To: 'Richard Kahn' Cc: 'Paul Barrett ( )' Avila >; Liam Osullivan avier ; Davide-A Sferrazz Stewart Oldfield Subje
EFTA Document EFTA01406559
Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Xavier Avila < Date: Thu, 29 Mar 2018 12:34:20 -0400 To: Nina Tona Zack Bunimovich Martin Zeman Rita Shteynber ..litan Patel < Cc: Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Zack, is the below sufficient to move on? I would like to onboard client in OTC Credit Derivatives but also GED (OTC Equity Derivs). We have trades o
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