EFTA Document EFTA01386746

Richard larossi Assistant Vice President Deutsche Bank Wa1th Mauritian 345 Park Avenue. 24th Floor New • NY 10154 Socuritic.< offered through Deutsche think Securities Inc From: Richard larossi Sent: Thursday, October 18, 2018 5:22 PM To: Kimberly Hart < Cc: Bradley Gillin < >; Stewart Oldfield < Subject: RE: Epstein - negative media [I] Classification: For Internal use only Hi Kim, AML Compliance (Yoonsun) has requested that we receive your approval to move forward on all Southern Financial/Epstein KYC remediation's. As per your discussions with Stew regarding the latest lawsuit against Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard larossi Assimant Vice President Deutsche Bank Walth Management 345 Park Mane, 24th Boor • " ' 0154 Securities ntIcred ihmugh Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield < db cam> Cc: Bradley Gillin < Subject: RE: Epstein - negative media [I] Classification: For internal use only Was this returned as an RDC alert — or part of the regular Lexis/Nexis due diligence? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0088578 CONFIDENTIAL SDNY_GM_00234762 EFTA01386746