EFTA Document EFTA01387031

Martin Zeman I Sent: 5/22/2018 3:32:31 PM To: Paul Barrett CC: Xavier Avila 'Richard Kahn' Subject: 2Y 2s10s Curve Cap Confirmation Paul, To confirm you bought: US curve cap Notional: USD 45,000,000 Expiry: May 22, 2020 Settlement: May 27, 2020 Strike: 0.07% Underlying: (10y swap — 2y swap) Premium: Southern Financial LLC pays DB $103,500 value May 24, 2018 Thank you for the trade, Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc 345 P rk A 1 154-0004 New York, NY, USA Tel. Mobile Email ; Liam 0sullivan ; Gaurang Chadha KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products cfiscussed herein. Trades and transactions are subject to relevant internal approvals of 0851 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0089061 CONFIDENTIAL SDNY_GM_00235245 EFTA01387031