EFTA Document EFTA01387179

Please correct DOB as follows: Darren Indyke Richard Kahn thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor 22 On Apr 17, 2018, at 10:31 AM, Martin Zeman > wrote: Classification: Confidential Richard, I am following up on my email from last week. We are extending Southern Financial LLC to be able to trade credit derivatives as well as equity derivatives. Would you please kindly fill out the attached form and return? Also, would you please respond by confirming the date of birth for Darren and yourself as well as the nature of business for Southern Financial LLC: Date of Birth for the Legal Reps o Darren K. Indyke o Richard Kahn - Clarification of the Nature of Business o Private investment vehicle; allocates capital across various asset classes and trading strategies. Thanks Martin From: Martin Zeman Sent: Wednesday, April 11, 2018 12:14 PM To: 'Richard Kahn' Cc: 'Paul Barrett ; Liam Osullivan ; Xavier Avila < Davide-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089347 CONFIDENTIAL SDNY_GM_00235531 EFTA01387179