EFTA Document EFTA01387274

DB PWM GLOBAL KYC/NCA PART A ,CYC Case ft 01898372 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSH > Booking Ce^:er New YON Relationship Manager: Stewart Oldfield New PWM Relationship 2 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach od profile: Initial funding must take place by 02113/2018 in order to purchase assets for the trust Ea Olent Referral K RM Prospect 0 IntermedlarylFIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally known the dient? Please provide details (e.g. name of referral source. how many years RM personally has known dient. etc.): Jeffrey Epstein reached out to Sew Oldfield on 2/02/2018 to open a new deposit account for his annuity trust. Initial funding must take place by 02)13/2018 in order to purchase assets for the trust Does Deutsche Bank pay a retrocession or similar 0 Yes I2 No compensation to a third party for the introduction of this relationship? al yes, describe). List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actua i I p The 2017 Caterpillar Trust - Deposit 2/13/2018 Who is the pnrnary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Groff, Lesley Preferred method of contact(indicate phone no., fax no., e-mail address. etc.): Status 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089534 CONFIDENTIAL SDNY GM_00235718 EFTA01387274