EFTA Document EFTA01282402

N4G-023804 N4G-025098 N4G-025106 N4G-025114 N4G-023812 N4G-024968 N4G-024950 N4G-024935 N4G-025403 N4G-025080 N4G-026161 III it I II III IIII II II III ATTY SDNY_GM_00037886 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000710 EFTA_00 148495 EFTA01282402 7 FOR INTERNAL OFFICE USE ONLY: ./ Applicable Account No(s). 1446021968, 1446024950, N4G024935, N4G025403, NO3025080, N40026161 W4Z3B2-310T:NZCi525098, N4G025106, N46025114, N46023812 Authorization/Power of Attorney For Natural/Individual Persons for use in connection with Brokerage Accounts and/or Retirement Accounts with Deutsche Bank Securities Inc. This AuthorizatioNPower of Attorney constitutes a non-durable limited power of attorney, designed to give a person or persons designated by you either (a) limited authority over your Account(S) or Ib) full authority over your Account(s) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL Your Power of Attorney is an important document. As the "Principal,- you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority. he or she must act according to any instructions you have provided or, when them are no specific instructions, in your best interest important Information for the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent at any time. If you are revolting a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any mason as long as you alp of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or onlide through the New York Stone Senate or Assembly websites, www.senate.stnte.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. Authority The undersigned Principal (the "Undersigned" or -Principal-) hereby appoints: Darren Indyke as the Undersigned's agent(s) and attomey(s) in-fact ('Agent(s)") to act INDIVIDUALLY with respect to any and all accounts in the Undersigned's name rAccouM(sr), held individually or jointly' with Deutsche Bank Securities Inc. (DBSI), as well as individual retirement accounts (IRAs) held for the benefit of the Undersigned, with the authority to direct DBSI to accept instructions from the Agent(s) as set forth below, in each case in accordance with DEISI's terms end conditions for the tladerugried's account and riskr and in the . Undersigned's names, or nurriber(s) on OBSIttiooks. Agentlir inuat exercise the authority granted Bergin pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deem(s) to be in the Undersigned's best interest. Principal agrees that 0851 shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), nr that would violate arty applicable laws, rules or regulations. or that woifld be otherwise limited by the account type or documentation on file. The Undersigned authorizes the Ageot(s) to make inquiries on the Account(s) (including transaction balances and holdings) and to receive copies of account statements and transaction confirmations upon the Agent(s)'s request. DBSI retains the right in its sole discretion to refuse to accept instructions by the Agent(s) to change the official mailing address assigned to thn Undersigoed's Account(s) or any heffefIciarYdesirancon. NOTE: If you want to authorize your Agents) to make gifts of your money or assets or other property held in the Account(s) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent's) grants your Agents) authority to take actions which could significantly reduce your property or change how your property is distributed at death. IASI shall not be responsible to monitor whether arty payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. ' For joint accounts, as the authorized account holders must execute this form. Deutsche Bank Securities Inc., a subsidiary of Deutsch" Bank AG. conducts investment banking and securities *amities in the United States. 1NM134$20-US 0147070911514 SONY_GM_00037887 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000711 EFTA_00I48496 EFTA01282403 SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION LIMITED TRADING AUTHORIZATION DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf to buy, sell or enter into trades of stocks, bonds, option contracts, or any other securities, or contracts relating to same on margin or otherwise, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or other trading activity. envies) Note: Limited Authorization does eot permit Agent(s) to withdraw or transfer assets from the Account(s). —OR— FULL 0minis} AUTHORIZATION TO TRADE AND MOVE ASSETS a O I is authorized to follow the instruetions of Agent(s) in every respect concerning the 'cepunt(s), and to make deliveries or transfers of assets (including cash), from the 'Account(s) and payment of moneys as directed by Agent(s), without restriction 0 ' luding to the Agent(s), himself, herself or themselves except in connection with IRAs). ote. This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. _ - In all matters and things mentioned above, as well as in all other things necessaryor incidental to the furtherance or conduct of the Aormunt(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. This Authorization/Power of Attorney shall remain in full force and effect until DBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is pot a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following evems: lel the Undersigned is judicially declared to be incompetent, or (b) the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorization/Power of Attorney until such time as DBSI receives such actual written notice. The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, OBSI has the right to request that either a new AuthorizationtPower of Attorney be executed or that the Agents) verify in writing the validity of the current Authorizatioo/Power o Attorney. — Darren Indyke Agent's Name 2 Kean Court Address Livingston, NJ 07039 TIN of Agent Attorney ftelabonship to Principal Agent's Name Address TIN of Agent Relationship to Principal THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. D ORIGINAL 2 WMI34,957 US • .014707.0911Sta SONY_GM_00037888 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000712 EFTA_00 148497 EFTA01282404 Indemnification The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries. officers, employees and agents (collectively. "DB1 from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. Principals) Signature and Acknowledgement To be effective for joint account(s). all account holders must sign. Document must be signed in the presence of the Notary. The Undersigned understands and agrees that DBSI may require joint account holder%) to sign all requests for withdrawals from an account jointly with the Agent(s). The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed necessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Attorn Date: Signature: _ Jsffny Eps Print Name: (the 'Undersigned" Date: Signature: Print Name: (the 'Undersigned') • Date: Signature: Print Name: (the 'Undersonc-el 3 WM134957-US 014707:0911514 SDNY_GM_00037889 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000713 EFTA_00148498 EFTA01282405 IMPORTANT INFORMATION FOR THE.AGENT(S): • When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on your legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: (1) Act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest (2) Avoid conflicts that would impair your ability to act in the Principal's best interest; (3) Keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law: (4) Keep a record of all rriceipts, payments and transactions conducted for the Principal; (5) Disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manners: (Principal's Name) by (Your Signature) as Agent or (Your Signature) as Agent for (Principal's Name): and (6) Agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principe:1's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must aCt according to any instructions of the Principal or. where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any co-agent or successor agent. If one has been appointed. If there Is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Title 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agent(s) sign at the same time. nor that multiple Agents sign at the same time. Darren Indyke [insert namels1 of Agerstfsll have read the foregoing Authorization/Power of Attorney. I am/we are the person(s) identified therein as Agent(s) for the Principal named therein. Vwe acknowledge my/our legal responsibilities. Authorization/Power of Attorney. I am/we are the person(s) identified therein as Apent(s) tonne Principal named therein. Agents signature' Agent's signature Dated: Malta, li t Dated: Dalz;livaL 5 Vv1.4134957 US 014707.0911514 SDNY_GM_00037890 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000714 EFTA_00 148499 EFTA01282406 ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF t S ‘...) tfo WC On telminittala before me, personally appeared 3- S&H-1 imple.4-e.ttot , personally known tome Of proved to me on the basis of satisfactory nce to be tee individualist whose name(s) is (are) subscribed to within the instrument and acknowledged .t.3 me that ;I: r., he/she/they executed the same in his/her/their capaCity(iee). and that by histherttheir signature(s) on the instrument, the ''';.(; 4i individuals) or the person u .. n behalf of whom the individua acted. execut he instrument. w C --7' 4°..t7. A 1; t. ..„Ys -a S, .1'; . 4 • 'a ••• 7:: '' a • : - c •.'.4 "; .: • ti.Cf P! t: CIPAL'S SIGNATURE OUTSIDE NEWYORK STATE 41 .4„. r.. : 45At u' STATE OF hi y . COUNTY OF NV •Rrtitstl.rfr'rnr. 4inefore me, On personally appeared 1 • — - --- ( . personally known to me or proved to me on the basis of satisfactory evidence to be the individuals) individuals)who—se names) is subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capecity(ies). and that by his/her/their signatureist on the instrument. the individualist, or the person upon behalf of whom the individualist acted. executed the instrument, and that such individuals) mode such appearance before the Undersigned in (state/country). K GROFF Notary Public • State of Neel Weft NO. Qualified in tm N yak My Co • ry Public ss.: (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF ss.: On _ _ before me. . personally appeared . perS0nally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose name(9) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/he/their capacity(les), and that by his/her/their signature(s) on the instrument, the inclividuaKst. or the person upon behalf of whom the Individualist acted, executed the instrument. Notary Public . ..„ . _ . ACKNOWLEDGEMENT OF PRINCIPALS SIGNATURE OUTSIDE NEW YORK STATE (for joint accounts) STATE OF COUNTY OF ss On before me, personally appeared . personally known to me or proved to me on the basis of satisfactory — evidence to be the individual(s) whose -ninCel - e) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individualist. or the person upcin behalf of whom the individualist acted, executed the instrument, and that such individual(s) made such appearance before the Undersigned in (state/country). - - - - . . . . - - - - (lio nature and office of the individual taking acknowledgement) 4 DoRicipmt Waatatte7-us 044707.0911514 SONY_GI1/41_00037891 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0000715 EFTA_00 148500 EFTA01282407 ACKNOWLEDGEMENT OF AGENT(S). SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF Nast 0,0 licia• ss • On Mgkesci t%I U:ti•I before me. personally appeared • IZ:terimpt M elte- . personally known to me or proved to me on the basis of satisfactory evidence to be the , • V.. individual(s) who names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they • i ; •-• 4 4.", executed the same in his/herhher capacityles), and that by h heir signature(s) on the instrument, thrrnidividual(s , t •• _ _orlheiriuttorLbetallef2Mg the individualist acted. K GR0FF 1 ed the instrument. Notary NO. POISE acl Wirk ► 0ustifid in New YEA COunty ne l2SiglatialrealeggigalfekikS). SIGNATURE OUTSIDE NEW YORK STATE STATE OF Wily On M kaki i 3 / -30+ before me, personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacityhes), and that by his/her/their signature(s) on the instrument, the individual(s). or the person upon behalf of whom the individual(s) acted, executed the instrument and that such individual(s) made such appearance before the Undersigned in (state/country). tary COUNTY OF ,--f •••:: ':: . -: • N. • 5 - . .. ;.i... g It );-• c:: : ,- '.4 '''‘ • tk. • 4. 1:1 .:v /..• if \ v"? (5•••, .„, 4,,,,,_ -64,,,,..c.,:,"<. personally appeared (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF . ss.: On before me. personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies). and that by his/het/their signature(s) on the instrument, the individual(s). or the person upon behalf of whom the ledividual(s) acted. exscuted the instrument. Notary Public ACKNOWLEDGEMENT OF AGENT(STSIGNATURE OUTSIDI NEW YORK STATtlFat joint accounts) STATE OF COUNTY OF ss.: On before me. personally appeared a personally known to me or proved to me on the basis of satisfactory evidence to be the individual(s) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacitygesk and that by his/her/their signantrels) on the instrument, the individual(s). or the person upon behalf of whom the individual(s) acted, executed the instrument, end that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 6 MA1349574.4 014707.0911514 SDNY_GM_00037892 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000716 EFTA 00148501 EFTA01282408 History: LI Current Classification: (dick here for help) Internal Re: BSO Exception Request - DB P0A Form [II D Zia Memon to: Zbynek Kozelsky, Vahe Stepanian Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby 10/22/2013 07:54 AM This message has been replied to and forwarded. Classification: For internal use only BSO approved Zbynek Kozelsky Original Message — From: Zbynek Kozelsky Sent: 10/22/2013 07:49 AM EDT To: Vahe Stepanian./db/dbcom@DBAmericas@DSAMERTCAS@DOCOEX; Zia Men= Cc: Jay Lipman; Tazia Smith; Fran Wickman: Amanda Kirby Subject: Re: BSO Exception Request - DO POA Form CI) Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue New York, NY 10154 212-454-2887 Sent From Blackberry Vahe Stepanian --- Original Measage -- From: Vahc Stepanian Sent: LO/21/2C13 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: RSO Exception Request - DO PGA Form (I) Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we ere in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FUI-I- POA over accts. Cannot use LTA in this situation. SONY_GM_00037893 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000717 EFTA_00 148502 EFTA01282409 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant Is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate If you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vahe Stepaniartldb/dbcom on 10121/2013 08:35 AM — From: Fran M Wickman/db/dbcom To: Vahe Stepanian/db/dbcom@DBAmericas, Jay Lipmaradbidbcom@DBAMERICAS, Cc: Zbynek Kozelskyidbidbcom@OBAmericas, MO CIP Date: 10/18/2013 02:52 PM Subject: POA Issues [I] Classification: For internal use only N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. N4G-024968 - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agont. Her name on her ID is Jean Anne Brennan-Wiebracht. N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. N4G-025072 is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street, 21202-329a Baltimore, P.C. USA Tel. +1(410)895-5144 Fax •1(410)895-3797 Motile •410 812-2783 Ernai Iran m [email protected] SDNY_GM_00037894 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000718 EFTA_00148503 EFTA01282410 SDNY_GM_00037895 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000719 EFTA 00148504 EFTA01282411